Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
5 Feb 25
N-CSR
Certified annual shareholder report (management investment company)
28 Jan 25
SC TO-I/A
Issuer tender offer statement (amended)
8 Jan 25
8-K
Amendments to Articles of Incorporation or Bylaws
20 Nov 24
SC TO-C
Information about tender offer
3 Sep 24
SC TO-I
Issuer tender offer statement
3 Sep 24
N-PX
Annual report of proxy voting record
16 Aug 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jul 24
SC TO-C
Information about tender offer
11 Jun 24
DEFA14A
Additional proxy soliciting materials
29 May 24
DEFA14A
Additional proxy soliciting materials
29 Apr 24
DEF 14A
Definitive proxy
4 Apr 24
PRE 14A
Preliminary proxy
25 Mar 24
DEF 14A
Definitive proxy
6 Mar 24
N-CEN
Annual report (registered investment company)
7 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
30 Jan 24
N-PX
Annual report of proxy voting record
18 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jul 23
DEF 14A
Definitive proxy
7 Mar 23
N-CEN
Annual report (registered investment company)
8 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
1 Feb 23
N-PX
Annual report of proxy voting record
19 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jul 22
CORRESP
Correspondence with SEC
2 May 22
DEF 14A
Definitive proxy
1 Mar 22
N-CEN
Annual report (registered investment company)
9 Feb 22
N-CSR
Certified annual shareholder report (management investment company)
26 Jan 22
N-PX
Annual report of proxy voting record
20 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
27 Jul 21
DEFA14A
Additional proxy soliciting materials
21 Apr 21
DEF 14A
Definitive proxy
1 Mar 21
N-CEN
Annual report (registered investment company)
8 Feb 21
N-CSR
Certified annual shareholder report (management investment company)
29 Jan 21
8-K
Amendments to Articles of Incorporation or Bylaws
18 Aug 20
N-PX
Annual report of proxy voting record
18 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jul 20
DEFA14A
Additional proxy soliciting materials
26 Jun 20
DEFA14A
Additional proxy soliciting materials
22 Jun 20
DEFA14A
Additional proxy soliciting materials
18 Jun 20
DEFA14A
Additional proxy soliciting materials
12 Jun 20
Latest ownership filings
SC 13G/A
1607 Capital Partners, LLC
13 Feb 25
NPORT-P
Western Asset Investment Grade Opportunity Trust Inc. (Nov 2024 report)
24 Jan 25
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
3 Jan 25
3
Thomas Gahan
11 Dec 24
SC 13G/A
Karpus Management, Inc.
6 Dec 24
3
Peter Daniel Charles Mason
22 Nov 24
3
ANTHONY GRILLO
21 Nov 24
3
Hillary A Sale
21 Nov 24
SC 13G/A
1607 Capital Partners, LLC
14 Nov 24
SC 13G
Karpus Management, Inc.
13 Nov 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
7 Nov 24
SC 13G/A
Allspring Global Investments Holdings, LLC
5 Nov 24
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Aug 2024 report)
28 Oct 24
SC 13G
Allspring Global Investments Holdings, LLC
7 Oct 24
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (May 2024 report)
29 Jul 24
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Feb 2024 report)
25 Apr 24
SC 13G/A
1607 Capital Partners, LLC
11 Mar 24
3
Michael Carlton Buchanan
12 Feb 24
SC 13G/A
1607 Capital Partners, LLC
8 Feb 24
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
7 Feb 24
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Nov 2023 report)
23 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Jan 24
3
Matthew T. Hinkle
3 Jan 24
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Aug 2023 report)
26 Oct 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Oct 23
3
Oliveira Marc De
13 Sep 23
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (May 2023 report)
24 Jul 23
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Feb 2023 report)
27 Apr 23
SC 13G/A
1607 Capital Partners, LLC
14 Feb 23
SC 13G
SIT INVESTMENT ASSOCIATES INC
13 Feb 23
SC 13G/A
UBS Group AG
8 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
27 Jan 23
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Nov 2022 report)
24 Jan 23
4
EILEEN A KAMERICK
21 Dec 22
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Aug 2022 report)
28 Oct 22
SC 13G/A
FIRST TRUST PORTFOLIOS LP
9 Sep 22
SC 13G
1607 Capital Partners, LLC
11 Aug 22
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (May 2022 report)
25 Jul 22
3
COURTNEY A. HOFFMANN
21 Jul 22
NPORT-P
Western Asset Investment Grade Defined Opportunity Trust Inc. (Feb 2022 report)
27 Apr 22