Wells Fargo Investment Institute is an investment advisor in Charlotte with $38.12 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
Former names
Alternative Strategies Group, Inc., Wachovia Alternative Strategies, Inc.
SEC CIK
SEC advisor number
801-64191
FINRA CRD number
133204
AUM ?
$38.12 bn
(as of 30 Jun 23)
Accounts
24,240
(as of 30 Jun 23)
Employees
264
(175 investment advisory or research)
Address
Wells Fargo Investment Institute
401 South Tryon Street
Charlotte
NC 28288-1157
401 South Tryon Street
Charlotte
NC 28288-1157
Office hours
Monday - Friday, 8 AM - 5 PM
Phone
704 383 0171
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Mccorduck, Britta, Rae | Senior Vice President and Secretary | 07/2009 | < 5% |
Sigmund, Gregory, Scott | Chief Operating Officer, Director (Board Member) | 04/2021 | < 5% |
Cronk, Darrell, Lynn | President and Chief Investment Officer, Director (Board Member) | 12/2014 | < 5% |
Wells Fargo Bank, N.a. | Shareholder | 07/2017 | > 75% |
Mavico, Daniel, James | Senior Vice President and Chief Compliance Officer | 11/2017 | < 5% |
Wells Fargo & Company | Shareholder | 07/2017 | > 75% |
Sommers, Barry | Director (Board Member) | 08/2020 | < 5% |
Franklin, James, M | Chief Financial Officer, Treasurer | 07/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
10 May 24
13F-NT
Notice of holdings reported by another manager
9 Feb 24
13F-NT
Notice of holdings reported by another manager
13 Nov 23
13F-NT
Notice of holdings reported by another manager
15 Aug 23
13F-NT
Notice of holdings reported by another manager
12 May 23
13F-NT
Notice of holdings reported by another manager
13 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
12 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22
13F-NT/A
Notice of holdings reported by another manager (amended)
16 May 22