Smith, Graham & Co., Investment Advisors is an investment advisor in Houston with $829.21 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
760301817
SEC advisor number
801-36485
FINRA CRD number
107827
AUM ?
$829.21 mm
(as of 25 Apr 23)
Accounts
37
(as of 25 Apr 23)
Employees
15
(5 investment advisory or research)
Address
Smith, Graham & Co., Investment Advisors
6900 JPMORGAN CHASE TOWER
600 TRAVIS STREET
HOUSTON
TX 77002-3007
6900 JPMORGAN CHASE TOWER
600 TRAVIS STREET
HOUSTON
TX 77002-3007
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Phone
713-227-1100
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
SGC Ventures, Inc. a Delaware Corporation and Successor by Merger to Smith Graham & Co., a Texas Corporation | Limited Partner | 05/2001 | > 75% |
SGC Advisors, Inc. (Formerly Smith Graham House & Co.) | General Partner | 05/1996 | < 5% |
Smith, Gerald, Bernard | Shareholder In SG | 07/1990 | 50-75% |
House, Jamie, Garland | Chief Executive Officer | 12/1992 | < 5% |
Smith, Gerald, Bernard | Chairman | 07/1990 | < 5% |
Dube, Mark, Weldon | Chief Compliance Officer | 02/2013 | < 5% |
Vishwakarma, Anupama, Rajesh | Chief Financial Officer | 01/2022 | < 5% |
Roberson, Margaret, Velma | Chief Administrative Officer | 09/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
29 Jan 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
4 Nov 22
13F-HR
Quarterly holdings report by institutional manager
4 Aug 22
13F-HR
Quarterly holdings report by institutional manager
6 May 22
13F-HR
Quarterly holdings report by institutional manager
26 Jan 22
13F-HR
Quarterly holdings report by institutional manager
1 Nov 21