Daiwa Securities Group Inc. engages in the management and control of its subsidiaries and affiliates which are involved in securities-related businesses. It operates through the following segments: Retail, Wholesale, Asset Management, Investment, and Others. The Retail segment provides financial products and services to individual investors and unlisted companies. The Wholesale segment includes Global Markets, which provides sales and trading services of stocks, bonds, foreign exchange, and derivative products; and Global Investment Banking, which offers securities underwriting, merger and acquisition advisory, and investment banking services. The Asset Management segment comprises of investment trust, pension fund management, and other asset management services. The Investment segment focuses on the creation of new investment funds while managing the return on investment of existing projects. The Others segment includes management of subsidiaries, banking business, information service, back-office, and real estate rental. The company was founded on May 1, 1902 and is headquartered in Tokyo, Japan.
Company profile
Ticker
DSECF, DSEEY
Exchange
Website
CEO
Seiji Nakata
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
DSECF stock data
Latest filings (excl ownership)
D/A
Exempt offering of security (amended)
6 Jul 23
D/A
Indefinite amount in equity / Restricted Stock, sold $317.31K, 3 investors
7 Jul 22
D/A
Indefinite amount in Restricted Stock, sold $262.72K, 2 investors
8 Jul 21
D/A
Indefinite amount in Restricted Stock, sold $54.76K, 1 investor
9 Jul 20
D/A
Indefinite amount in Restricted Stock, sold $75.38K, 1 investor
17 Jul 19
D
Indefinite amount in Restricted Stock
17 Jul 18
F-6 POS
Automatic registration for ADRs (post-effective amendment, foreign)
10 Feb 10
EFFECT
Notice of effectiveness
29 Jan 10
F-6
Registration for ADRs (foreign)
26 Jan 10
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
31 Jan 24
13F-HR
Quarterly holdings report by institutional manager
1 Nov 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
2 May 23
13F-HR
Quarterly holdings report by institutional manager
6 Feb 23
13F-HR
Quarterly holdings report by institutional manager
2 Nov 22
13F-HR
Quarterly holdings report by institutional manager
9 Aug 22
13F-HR
Quarterly holdings report by institutional manager
29 Apr 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
5 Nov 21