Latest filings (excl ownership)
10-Q
2024 Q1
Quarterly report
30 Apr 24
8-K
Horizon Technology Finance Announces First Quarter 2024 Financial Results
30 Apr 24
8-K
Other Events
30 Apr 24
DEF 14A
Definitive proxy
23 Apr 24
8-K
Horizon Technology Finance Provides First Quarter 2024 Portfolio Update
10 Apr 24
8-K
Other Events
27 Feb 24
8-K
Horizon Technology Finance Announces Fourth Quarter and Full Year 2023 Financial Results
27 Feb 24
8-K
Amendments to Articles of Incorporation or Bylaws
26 Feb 24
8-K
Other Events
12 Jan 24
8-K
Horizon Technology Finance Provides Fourth Quarter 2023 Portfolio Update
10 Jan 24
10-Q
2023 Q3
Quarterly report
31 Oct 23
8-K
Other Events
31 Oct 23
8-K
Horizon Technology Finance Announces Third Quarter 2023 Financial Results
31 Oct 23
8-K
Horizon Technology Finance Provides Third Quarter 2023 Portfolio Update
11 Oct 23
8-K
Other Events
22 Sep 23
424B2
Prospectus for primary offering
22 Sep 23
10-Q
2023 Q2
Quarterly report
1 Aug 23
8-K
Horizon Technology Finance Announces Monthly Distributions for October, November and December 2023 Totaling $0.33 per Share
1 Aug 23
8-K
Horizon Technology Finance Announces Second Quarter 2023 Financial Results
1 Aug 23
8-K
Horizon Technology Finance Provides Second Quarter 2023 Portfolio Update
12 Jul 23
8-K
Entry into a Material Definitive Agreement
5 Jul 23
8-K
Entry into a Material Definitive Agreement
29 Jun 23
8-K
Submission of Matters to a Vote of Security Holders
28 Jun 23
8-K
Entry into a Material Definitive Agreement
2 Jun 23
424B2
Prospectus for primary offering
1 Jun 23
424B2
Prospectus for primary offering
30 May 23
8-K
Regulation FD Disclosure
30 May 23
8-K
Submission of Matters to a Vote of Security Holders
25 May 23
8-K
Horizon Technology Finance Strengthens Capital Resources and Increases Capacity of Credit Facility to $250 Million
25 May 23
DEFA14A
Additional proxy soliciting materials
9 May 23
DEFR14A
Revised proxy
9 May 23
CORRESP
Correspondence with SEC
9 May 23
PRER14A
Preliminary revised proxy
3 May 23
10-Q
2023 Q1
Quarterly report
2 May 23
8-K
Horizon Technology Finance Announces First Quarter 2023 Financial Results
2 May 23
8-K
Horizon Technology Finance Announces Monthly Distributions for July, August and September 2023 Totaling $0.33 per Share
2 May 23
8-K
Horizon Technology Finance Provides First Quarter 2023 Portfolio Update
12 Apr 23
DEFA14A
Additional proxy soliciting materials
11 Apr 23
DEFA14A
Additional proxy soliciting materials
6 Apr 23
DEF 14A
Definitive proxy
6 Apr 23
Latest ownership filings
4
Gerald A. Michaud
11 Mar 24
3
Evelo Biosciences, Inc.
21 Jul 23
SC 13G
Evelo Biosciences, Inc.
21 Jul 23
3
Michael Balkin
18 Jul 23
3
Jonathan Joseph Goodman
14 Jul 23
3
Lynn Denise Murray Dombrowski
2 Mar 23
3
Kimberley Ann O'Connor
2 Mar 23
4
Gerald A. Michaud
21 Dec 22
4
Robert D. Jr. Pomeroy
12 Dec 22
4
Gerald A. Michaud
7 Dec 22
4
Daniel R. Trolio
17 Nov 22
4
Edmund V. Mahoney
30 Sep 22
4
Robert D. Jr. Pomeroy
22 Jun 22
4
JOSEPH J SAVAGE
17 May 22
4
JOSEPH J SAVAGE
12 May 22
4
Daniel R. Trolio
11 May 22
4
Gerald A. Michaud
11 May 22
4
Robert D. Jr. Pomeroy
9 May 22
4
Robert D. Jr. Pomeroy
7 Dec 21
4
Gerald A. Michaud
6 Dec 21
4
Robert D. Jr. Pomeroy
6 May 21
4
Gerald A. Michaud
5 May 21
4/A
Robert D. Jr. Pomeroy
9 Mar 21
4
Gerald A. Michaud
8 Mar 21
4
Robert D. Jr. Pomeroy
8 Mar 21
4
Robert D. Jr. Pomeroy
4 Jun 20
4
Gerald A. Michaud
3 Jun 20
4
Daniel R. Trolio
6 May 20
4
JOSEPH J SAVAGE
31 Mar 20
4
JOSEPH J SAVAGE
25 Mar 20
4
JOSEPH J SAVAGE
20 Mar 20
4
Robert D. Jr. Pomeroy
18 Mar 20
4
Elaine A Sarsynski
16 Mar 20
4
Robert D. Jr. Pomeroy
16 Mar 20
4
Daniel R. Trolio
12 Mar 20
3
Diane Earle
28 Feb 20
4
Gerald A. Michaud
15 Aug 19
4
Robert D. Jr. Pomeroy
7 Aug 19
4
Robert D. Jr. Pomeroy
13 May 19
4
Gerald A. Michaud
13 May 19