oxford lane capital corp. is a close ended fund launched and managed by oxford lane management llc. it invests in fixed income securities. the fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. oxford lane capital corp was formed on june 9, 2010 and is domiciled in the united states.
Company profile
Ticker
OXLC
Exchange
Website
CEO
Jonathan Cohen
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
272859071
OXLC stock data
Latest filings (excl ownership)
424B3
Prospectus supplement
18 Apr 24
424B3
Prospectus supplement
8 Mar 24
424B3
Prospectus supplement
9 Feb 24
424B3
Prospectus supplement
30 Jan 24
424B3
Prospectus supplement
8 Dec 23
POS EX
Additional exhibits for listing
15 Nov 23
424B2
Prospectus for primary offering
15 Nov 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Nov 23
EFFECT
Notice of effectiveness
6 Oct 23
424B3
Prospectus supplement
11 Sep 23
Transcripts
OXLC
Earnings call transcript
2024 Q3
26 Jan 24
OXLC
Earnings call transcript
2024 Q1
31 Jul 23
OXLC
Earnings call transcript
2023 Q4
16 May 23
OXLC
Earnings call transcript
2023 Q3
27 Jan 23
OXLC
Earnings call transcript
2023 Q2
1 Nov 22
OXLC
Earnings call transcript
2023 Q1
2 Aug 22
OXLC
Earnings call transcript
2022 Q4
6 May 22
OXLC
Earnings call transcript
2022 Q3
28 Jan 22
OXLC
Earnings call transcript
2021 Q2
29 Oct 21
OXLC
Earnings call transcript
2022 Q1
30 Jul 21
Latest ownership filings
SC 13G/A
Karpus Management, Inc.
13 Feb 24
NPORT-P
Monthly portfolio investment report
2 Feb 24
SC 13G/A
Eagle Point Credit Management LLC
9 Jan 24
SC 13D
Eagle Point Credit Management LLC
22 Dec 23
NPORT-P
Oxford Lane Capital Corp. (Sep 2023 report)
17 Nov 23
NPORT-P
Oxford Lane Capital Corp. (Jun 2023 report)
9 Aug 23
SC 13D
Eagle Point Credit Management LLC
26 May 23
NPORT-P
Oxford Lane Capital Corp. (Mar 2023 report)
25 May 23
4
Mark Jeffrey Ashenfelter
13 Mar 23
SC 13G
Karpus Management, Inc.
14 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Oxford Lane Capital Corp. | – | 12.81 | -4.46 | 0.20 | 1.50 bn | 286 | Sep 2023 |
Institutional ownership, Q3 2023
8.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 90 |
Opened positions | 17 |
Closed positions | 15 |
Increased positions | 39 |
Reduced positions | 15 |
13F shares | Current |
---|---|
Total value | 49.61 bn |
Total shares | 12.69 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Penserra Capital Management | 2.83 mm | $14.09 bn |
Eagle Point Credit Management | 2.32 mm | $11.94 mm |
Advisor | 836.83 k | $4.18 bn |
Citadel Advisors | 785.87 k | $3.92 bn |
MS Morgan Stanley | 767.08 k | $3.83 bn |
LPL Financial | 407.68 k | $2.03 bn |
Commonwealth Equity Services | 364.85 k | $1.82 mm |
Delphi Financial | 357.21 k | $1.78 bn |
Wedbush Securities | 325.32 k | $1.62 bn |
RY Royal Bank Of Canada | 260.63 k | $1.30 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
10 Mar 23 | Mark Jeffrey Ashenfelter | Common Stock | Buy | Acquire P | No | No | 5.1788 | 6,000 | 31.07 k | 30,000 |