| Owner | Title | From | %Ownership |
|---|---|---|---|
| Brinker Capital Holdings, Inc. | Owner of Applicant | 10/1995 | > 75% |
| Widger, Irwin, Charles | Executive Chairman | 07/2012 | 50-75% |
| Widger, Irwin, Charles | Stockholder | 01/2000 | 50-75% |
| Beaman, Noreen, Darcy | Chief Executive Officer | 07/2012 | 5-10% |
| Green, Philip, Francis | Chief Financial Officer | 01/2004 | < 5% |
| Ferko, Brian, Michael | Chief Compliance Officer | 11/2010 | < 5% |
