Latest filings (excl ownership)
DEF 14A
Definitive proxy
6 Mar 24
N-CEN
Annual report (registered investment company)
5 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
3 Jan 24
N-PX
Annual report of proxy voting record
18 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jun 23
DEF 14A
Definitive proxy
7 Mar 23
N-CEN
Annual report (registered investment company)
6 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
3 Jan 23
N-PX
Annual report of proxy voting record
19 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
29 Jun 22
CORRESP
Correspondence with SEC
2 May 22
DEF 14A
Definitive proxy
1 Mar 22
N-CEN
Annual report (registered investment company)
10 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
30 Dec 21
N-PX
Annual report of proxy voting record
20 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jun 21
DEF 14A
Definitive proxy
1 Mar 21
N-CEN
Annual report (registered investment company)
11 Jan 21
N-CSR
Certified annual shareholder report (management investment company)
28 Dec 20
SC TO-I/A
Issuer tender offer statement (amended)
25 Sep 20
SC TO-I
Issuer tender offer statement
25 Aug 20
8-K
Amendments to Articles of Incorporation or Bylaws
18 Aug 20
N-PX
Annual report of proxy voting record
18 Aug 20
SC TO-C
Information about tender offer
14 Aug 20
DEFA14A
Additional proxy soliciting materials
26 Jun 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 Jun 20
DEFA14A
Additional proxy soliciting materials
23 Jun 20
DEFA14A
Additional proxy soliciting materials
22 Jun 20
DEFA14A
Additional proxy soliciting materials
18 Jun 20
DEFA14A
Additional proxy soliciting materials
15 Jun 20
DEFA14A
Additional proxy soliciting materials
12 Jun 20
DEFA14A
Additional proxy soliciting materials
12 Jun 20
DEFA14A
Additional proxy soliciting materials
12 Jun 20
DEFA14A
Additional proxy soliciting materials
8 Jun 20
DEFA14A
Additional proxy soliciting materials
8 Jun 20
DEFA14A
Additional proxy soliciting materials
5 Jun 20
DEFA14A
Additional proxy soliciting materials
4 Jun 20
DEFA14A
Additional proxy soliciting materials
27 May 20
DEFA14A
Additional proxy soliciting materials
26 May 20
DEFA14A
Additional proxy soliciting materials
26 May 20
Latest ownership filings
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Jan 2024 report)
26 Mar 24
SC 13G/A
MORGAN STANLEY
12 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
17 Jan 24
3
Terrence Murphy
5 Jan 24
3
Matthew T. Hinkle
3 Jan 24
3
Richard I Lawrence
20 Dec 23
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Oct 2023 report)
20 Dec 23
3
Theodore Fetter
18 Dec 23
3
Susan Wilchusky
18 Dec 23
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Jul 2023 report)
25 Sep 23
3
Oliveira Marc De
13 Sep 23
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Apr 2023 report)
22 Jun 23
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
15 May 23
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Jan 2023 report)
28 Mar 23
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
14 Feb 23
SC 13G/A
MORGAN STANLEY
8 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
23 Jan 23
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Oct 2022 report)
21 Dec 22
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Jul 2022 report)
23 Sep 22
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Apr 2022 report)
23 Jun 22
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc (Jan 2022 report)
25 Mar 22
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
14 Feb 22
SC 13G/A
Saba Capital Management, L.P.
14 Feb 22
SC 13G/A
MORGAN STANLEY
9 Feb 22
SC 13G
FIRST TRUST PORTFOLIOS LP
26 Jan 22
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc. (Oct 2021 report)
22 Dec 21
SC 13G/A
MORGAN STANLEY
10 Dec 21
SC 13G
EATON VANCE MANAGEMENT
10 Dec 21
SC 13G/A
WELLS FARGO & COMPANY/MN
8 Dec 21
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc. (Jul 2021 report)
24 Sep 21
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc. (Apr 2021 report)
23 Jun 21
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
11 Jun 21
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc. (Jan 2021 report)
25 Mar 21
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
16 Feb 21
SC 13G/A
Saba Capital Management, L.P.
12 Feb 21
SC 13G/A
WELLS FARGO & COMPANY/MN
12 Feb 21
NPORT-P
BrandywineGLOBAL-Global Income Opportunities Fund Inc. (Oct 2020 report)
22 Dec 20
4
DANIEL P CRONIN
11 Dec 20
3
Laura F Fergerson
9 Oct 20
3
Brian Eakes
7 Oct 20