Wellington Shields Capital Management is an investment advisor in New York with $1.20 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
263489334
SEC advisor number
801-70712
FINRA CRD number
150529
AUM ?
$908.67 mm
(as of 12 Mar 24)
Accounts
480
(as of 12 Mar 24)
Employees
20
(13 investment advisory or research)
Address
Wellington Shields Capital Management
140 BROADWAY
NEW YORK
NY 10005
140 BROADWAY
NEW YORK
NY 10005
Phone
212-320-3000
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
15 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
15 Feb 22
13F-HR
Quarterly holdings report by institutional manager
10 Nov 21