| Owner | Title | From | %Ownership |
|---|---|---|---|
| Wellington Shields Holdings, LLC | Owner | 11/2008 | > 75% |
| Cembrola, Joseph Nicholas | Member Operations | 11/2008 | < 5% |
| Curcuru, Philip Michael | Cfo/coo | 11/2008 | < 5% |
| Grant, Thomas Waters | Managing Member | 11/2008 | < 5% |
| Gulden, Paul Immo JR | Managing Member | 11/2008 | < 5% |
| Shadek, James Mcclenahan | Member-sales | 11/2008 | < 5% |
| Shadek, Laurence Arthur | Managing Member/secy/co-srop/co-crop | 10/2008 | < 5% |
| Shields, David Vincent | Vice Chairman/managing Member | 10/2008 | < 5% |
| Sperry, Mark Porter | Member | 10/2008 | < 5% |
| Shields & Co. | Owner | 11/2008 | 25-50% |
| H.G. Wellington & Co. | Owner | 11/2008 | 25-50% |
| Portas, Stephen John | Chief Compliance Officer | 03/2013 | < 5% |
| March, Edward Kenneth | SVP, Head of Trading, MSRB Principal, Co Srop/crop | 07/2011 | < 5% |
| Mcfadden, William Jameson | President | 01/2017 | < 5% |
| Estate of Joseph Vincent Shields JR., Deceased | Owner | 10/2018 | 25-50% |
| Shields, David Vincent | Executor | 10/2018 | |
| Shields, Maury | Executrix | 10/2018 |
