Wall Street Access Asset Management is an investment advisor in New York with $554.67 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
134152843
SEC advisor number
801-62029
FINRA CRD number
126021
AUM ?
$554.67 mm
(as of 5 Dec 22)
Accounts
671
(as of 5 Dec 22)
Employees
11
(4 investment advisory or research)
Address
Wall Street Access Asset Management
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY 10004
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY 10004
Office hours
Monday - Friday, 8:30 - 5:30
Phone
212 709-9400
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Sorrentino, Colleen, Patricia | Chief Investment Officer/ Manager | 11/2000 | < 5% |
Goetchius, Arthur, Leroy | Chief Executive Officer/ Manager | 02/2006 | < 5% |
Kelleher, Sean, Michael | President/ Manager | 11/2019 | < 5% |
Wall Street Access Ny Corporation | Member | 01/2022 | > 75% |
Weisenfluh, Barton, Wall | Manager/ Chief Executive Officer, Starboard Division | 01/2022 | < 5% |
Marks, Keith, Stanley | Chief Compliance Officer | 10/2022 | < 5% |
Lavin, William, Kane | Manager | 01/2022 | < 5% |
Kelleher, Sean, Michael | Beneficial Shareholder | 04/2014 | 25-50% |
Ouellette, Michael, Anthony | President, Starboard Division | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
29 Jul 24
13F-HR
Quarterly holdings report by institutional manager
9 May 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
20 Oct 23