Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Company Profile
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Smith, Kenneth, Robert | Chief Executive Officer & Member | 10/2010 | 50-75% |
| Broga, Ethan, Andrew | Director of Financial Planning & Member | 10/2010 | 10-25% |
| Enquist, Lorne, David | Chief Financial Officer & Member | 10/2013 | 10-25% |
| Kelly, Michael, Patrick | President & Chief Wealth Strategist & Member | 06/2017 | 5-10% |
| White, Jaime, Chelan Christina | Chief of Staff | 02/2023 | < 5% |
| Jones, James, Allen | Director of Tax and Wealth Transfer & Member | 12/2018 | < 5% |
| Liu, Simon, Joshua | Chief Marketing Technology Officer & Member | 12/2018 | < 5% |
| Zubair, Shan | Financial Advisor & Member | 12/2018 | < 5% |
| Lehr, Erik, James | Chief Investment Officer & Member | 05/2020 | < 5% |
| Buller, Justin, Wyatt | Chief Compliance Officer | 01/2021 | < 5% |
| Mercado, Joseph Homer, Carlos | Chief Operations Officer | 02/2023 | < 5% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Empirical Wealth Management | $4.18 bn | |
| Empirical Alternative Income Fund, LP | $21.69 mm | Other Private Fund |