Usca Ria is an investment advisor in Houston with $4.12 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
SEC advisor number
801-72105
FINRA CRD number
152170
AUM ?
$4.12 bn
(as of 25 May 21)
Accounts
6,967
(as of 25 May 21)
Employees
72
(51 investment advisory or research)
Address
Usca Ria
1330 POST OAK BLVD., SUITE 900
HOUSTON
TX 77056
1330 POST OAK BLVD., SUITE 900
HOUSTON
TX 77056
Office hours
Monday - Friday, 8:00 - 5:00
Phone
713-366-0522
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
U.S. Capital Advisors LLC | Owner | 07/2010 | > 75% |
Mendenhall, Patrick, Michael | Managing Partner | 07/2010 | < 5% |
King, David, Michael | Managing Partner | 01/2011 | < 5% |
Arnold, Christopher, Robert | Chief Financial Officer | 12/2017 | < 5% |
Gott, Steve, Howell | Chief Compliance Officer | 05/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
28 Jul 21
13F-HR
Quarterly holdings report by institutional manager
27 Apr 21
13F-HR
Quarterly holdings report by institutional manager
27 Jan 21
13F-HR
Quarterly holdings report by institutional manager
27 Oct 20
13F-HR
Quarterly holdings report by institutional manager
13 Aug 20
13F-HR/A
Quarterly holdings report by institutional manager (amended)
22 Apr 20
13F-HR/A
Quarterly holdings report by institutional manager (amended)
22 Apr 20
13F-HR
Quarterly holdings report by institutional manager
13 Apr 20
13F-HR
Quarterly holdings report by institutional manager
27 Jan 20
13F-HR/A
Quarterly holdings report by institutional manager (amended)
7 Nov 19