Richard Bernstein Advisors is an investment advisor in New York with $5.24 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
270193433
SEC advisor number
801-71501
FINRA CRD number
153577
AUM ?
$5.24 bn
(as of 30 Apr 23)
Accounts
15,345
(as of 30 Apr 23)
Employees
36
(8 investment advisory or research)
Address
Richard Bernstein Advisors
120 W 45TH STREET
36TH FLOOR
NEW YORK
NY 10036
120 W 45TH STREET
36TH FLOOR
NEW YORK
NY 10036
Office hours
Monday - Friday, 9AM-5PM
Phone
212-692-4000
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Bernstein, Richard, NMN | Chief Executive Officer, Chief Investment Officer, Board Member and Member | 05/2009 | 50-75% |
Meyer, Michael, Harris | Chief Compliance Officer | 02/2010 | < 5% |
Reagan, John, Raymond | Chief Technology Officer | 02/2010 | < 5% |
Mccombe, John, Joseph | President, Director of Distribution and Board Member | 09/2010 | < 5% |
Tarbel, Barbara | Chief Financial Officer and Board Member | 12/2013 | < 5% |
Goldfarb, Philip, Stephen | Director of Trading | 01/2016 | < 5% |
Suzuki, Dan, James | Deputy Chief Investment Officer & Chairman of the Investment Committee | 01/2020 | < 5% |
Kirschner, Lisa | Director of Research | 12/2016 | < 5% |
Griswold, Frank, Matthew | Director of Investments and Risk Management | 12/2016 | < 5% |
Im Square Holding 7 LLC | Member | 07/2021 | 25-50% |
Im Square Partners Holding | Holding Company | 07/2021 | > 75% |
Im Square Sas | Parent | 07/2021 | > 75% |
Legendre Holding 36 | Holding Company | 06/2015 | 50-75% |
Eurazeo Se | Holding Company | 04/2014 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
2 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
9 Nov 21