The CEA governs the regulation of commodity interest transactions, markets and intermediaries. The CEA provides for varying degrees of regulation of commodity interest transactions depending upon: (1) the type of instrument being traded (e.g., contracts for future delivery, options, swaps or spot contracts), (2) the type of commodity underlying the instrument (distinctions are made between instruments based on agricultural commodities, energy and metals commodities and financial commodities), (3) the nature of the parties to the transaction (retail, eligible contract participant, or eligible commercial entity), (4) whether the transaction is entered into on a principal-to-principal or intermediated basis, (5) the type of market on which the transaction occurs, and (6) whether the transaction is subject to clearing through a clearing organization.
Company profile
Ticker
UAC
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Latest filings (excl ownership)
15-15D
Suspension of duty to report
21 Jan 14
RW
Registration withdrawal request
30 Dec 13
RW
Registration withdrawal request
30 Dec 13
RW
Registration withdrawal request
30 Dec 13
RW
Registration withdrawal request
30 Dec 13
10-Q
2013 Q3
Quarterly report
14 Nov 13
10-Q
2013 Q2
Quarterly report
14 Aug 13
424B3
Prospectus supplement
12 Jun 13
EFFECT
Notice of effectiveness
10 Jun 13
POS AM
Prospectus update (post-effective amendment)
28 May 13
Latest ownership filings
No filings