Spectrum Management is an investment advisor in Indianapolis with $977.12 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Spectrum Management Group, Inc.
SEC CIK
IRS number
272092334
SEC advisor number
801-71751
FINRA CRD number
154532
AUM ?
$977.12 mm
(as of 19 Dec 22)
Accounts
1,142
(as of 19 Dec 22)
Employees
6
(6 investment advisory or research)
Address
Spectrum Management
600 E. 96TH STREET SUITE 130
INDIANAPOLIS
IN 46240
600 E. 96TH STREET SUITE 130
INDIANAPOLIS
IN 46240
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
317-663-5600
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Phillips, Robert, Cletus | Managing Member, Chief Executive Officer, President, Shareholder | 09/2010 | 50-75% |
| Thompson, Leslie, Diane | Managing Member, Chief Financial Officer, Chief Compliance Officer, Secretary, Shareholder | 09/2010 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
3 Nov 22
13F-HR
Quarterly holdings report by institutional manager
1 Nov 22
13F-HR
Quarterly holdings report by institutional manager
29 Jul 22
13F-HR
Quarterly holdings report by institutional manager
5 May 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
3 Nov 21
13F-HR
Quarterly holdings report by institutional manager
5 Aug 21
13F-HR
Quarterly holdings report by institutional manager
6 May 21
13F-HR
Quarterly holdings report by institutional manager
9 Feb 21
13F-HR
Quarterly holdings report by institutional manager
5 Nov 20