Noven Financial is an investment advisor in Denver with $298.53 mm assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
841312966
SEC advisor number
801-65296
FINRA CRD number
117897
AUM ?
$298.53 mm
(as of 9 Mar 20)
Accounts
962
(as of 9 Mar 20)
Employees
6
(4 investment advisory or research)
Address
Noven Financial
1777 S. HARRISON STREET
SUITE 1500
DENVER
CO 80210
1777 S. HARRISON STREET
SUITE 1500
DENVER
CO 80210
Office hours
Monday - Friday, 8-5
Phone
303-782-9100
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Noven, Daniel, Albert | President | 07/1995 | > 75% |
Phetteplace, Anjanette, Monique | Chief Compliance Officer | 01/2005 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
1 May 20
13F-HR
Quarterly holdings report by institutional manager
10 Feb 20
13F-HR
Quarterly holdings report by institutional manager
13 Nov 19
13F-HR
Quarterly holdings report by institutional manager
12 Aug 19
13F-HR
Quarterly holdings report by institutional manager
10 May 19
13F-HR
Quarterly holdings report by institutional manager
6 Feb 19
13F-HR
Quarterly holdings report by institutional manager
13 Nov 18
13F-HR
Quarterly holdings report by institutional manager
10 Aug 18
13F-HR
Quarterly holdings report by institutional manager
9 May 18
13F-HR
Quarterly holdings report by institutional manager
14 Feb 18