Financial reports
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jan 24
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
12 Dec 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Dec 23
Current reports
No filings
Registration and prospectus
8-A12B/A
Registration of securities on exchange (amended)
20 Feb 24
8-A12B
Registration of securities on exchange
14 Feb 24
8-A12B
Registration of securities on exchange
13 Dec 23
8-A12B
Registration of securities on exchange
22 Nov 23
425
Business combination disclosure
7 Dec 22
425
Business combination disclosure
8 Nov 22
425
Business combination disclosure
25 Oct 22
POS EX
Additional exhibits for listing
16 Dec 21
8-A12B
Registration of securities on exchange
14 Dec 21
POS EX
Additional exhibits for listing
6 Apr 20
Proxies
DEFA14A
Additional proxy soliciting materials
14 Mar 24
DEFA14A
Additional proxy soliciting materials
29 Feb 24
DEF 14A
Definitive proxy
18 Jan 24
PRE 14A
Preliminary proxy
20 Dec 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-PX
Annual report of proxy voting record
9 Aug 23
N-PX
Annual report of proxy voting record
9 Aug 23
N-PX
Annual report of proxy voting record
9 Aug 23
DEFA14A
Additional proxy soliciting materials
24 Apr 23
DEFA14A
Additional proxy soliciting materials
13 Apr 23
Other
CERT
Certification of approval for exchange listing
26 Feb 24
CERT
Certification of approval for exchange listing
15 Dec 23
CERT
Certification of approval for exchange listing
27 Nov 23
CORRESP
Correspondence with SEC
21 Jul 23
CORRESP
Correspondence with SEC
29 Jun 23
CORRESP
Correspondence with SEC
11 May 23
CORRESP
Correspondence with SEC
1 Nov 22
CORRESP
Correspondence with SEC
7 Jun 22
CORRESP
Correspondence with SEC
19 Apr 22
CERT
Certification of approval for exchange listing
16 Dec 21
Ownership
NPORT-P
Boyd Watterson Limited Duration Enhanced Income Fund (Dec 2023 report)
29 Feb 24
NPORT-P
PlanRock Market Neutral Income ETF (Dec 2023 report)
28 Feb 24
NPORT-P
PlanRock Alternative Growth ETF (Dec 2023 report)
28 Feb 24
NPORT-P
Counterpoint Tactical Municipal Fund (Dec 2023 report)
28 Feb 24
NPORT-P
Counterpoint Tactical Equity Fund (Dec 2023 report)
28 Feb 24
NPORT-P
Counterpoint Quantitative Equity ETF (Dec 2023 report)
28 Feb 24
NPORT-P
Counterpoint Tactical Income Fund (Dec 2023 report)
28 Feb 24
NPORT-P
HCM Dividend Sector Plus Fund (Dec 2023 report)
28 Feb 24
NPORT-P
HCM Defender 500 Index ETF (Dec 2023 report)
28 Feb 24
NPORT-P
HCM Dynamic Income Fund (Dec 2023 report)
28 Feb 24