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Westside Investment Management

Company Profile

Company profile

Website

www.westsideim.com/team/jim-obrien-chfc

Incorporated

Location

Fiscal year end

SEC CIK

IRS number

273016837

SEC advisor number

801-71762

FINRA CRD number

154522

AUM ?

$511.55 mm (as of 28 Apr 23)

Accounts

967 (as of 28 Apr 23)

Employees

12 (8 investment advisory or research)

Address

Westside Investment Management
2444 WILSHIRE BLVD STE 303
SANTA MONICA
CA 90403

Office hours

Monday - Friday, 9:00 AM TO 5:00 PM

Phone

310-315-9400

Brochures

Ownership

Owner	Title	From	%Ownership
Frawley, James, Michael	Chief Compliance Officer	06/2010	< 5%
Frawley Capital Management, Inc.	Member	02/2022	50-75%
DTC Investment Management Inc.	Member	02/2022	50-75%
Frawley, James, Michael	Shareholder	02/2022	> 75%
Clark, David, Todd	Shareholder	02/2022	> 75%

Latest filings (excl ownership)

Annual report of proxy voting record

Latest ownership filings

View all

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

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