New England Professional Planning is an investment advisor in Westerly with $1.15 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
50451292
SEC advisor number
801-15330
FINRA CRD number
108868
AUM ?
$1.15 bn
(as of 18 Oct 22)
Accounts
2,395
(as of 18 Oct 22)
Employees
18
(10 investment advisory or research)
Address
New England Professional Planning
9 GRANITE STREET
WESTERLY
RI 02891
9 GRANITE STREET
WESTERLY
RI 02891
Office hours
Monday - Friday, 8:30 AM - 5:00 PM
Phone
401-596-2800
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Makin, Malcolm, Alfred | President, Chief Executive Officer and Chief Compliance Officer | 07/1980 | > 75% |
Valentini, Joanna, Elise | Chief Operating Officer | 12/2017 | < 5% |
Dembro, Michael, Francis | Chief Investment Officer | 07/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
10 Oct 23
13F-HR
Quarterly holdings report by institutional manager
20 Jul 23
13F-HR
Quarterly holdings report by institutional manager
19 Apr 23
13F-HR
Quarterly holdings report by institutional manager
13 Jan 23
13F-HR
Quarterly holdings report by institutional manager
26 Oct 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
20 Apr 22
13F-HR
Quarterly holdings report by institutional manager
13 Apr 22