Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
5 Nov 20
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Oct 20
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Oct 20
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Oct 20
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Oct 20
MA-A
Municipal Advisor registration (firm) (update)
9 Oct 20
MA-A
Municipal Advisor registration (firm) (update)
18 Oct 19
MA-A
Municipal Advisor registration (firm) (update)
2 Nov 18
MA-I/A
Municipal Advisor registration (individual) (amended)
26 Oct 18
MA-A
Municipal Advisor registration (firm) (update)
28 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
19 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
15 Sep 17
MA-A
Municipal Advisor registration (firm) (update)
22 Sep 16
MA-I
Municipal Advisor registration (individual)
28 Jul 16
MA-I/A
Municipal Advisor registration (individual) (amended)
12 Jul 16
MA/A
Municipal Advisor registration (firm) (amended)
12 Jul 16
MA-I/A
Municipal Advisor registration (individual) (amended)
29 Jan 16
MA-I
Municipal Advisor registration (individual)
27 Jan 16
MA-I
Municipal Advisor registration (individual)
27 Jan 16
MA-I
Municipal Advisor registration (individual)
27 Jan 16
MA-I
Municipal Advisor registration (individual)
27 Jan 16
MA-I/A
Municipal Advisor registration (individual) (amended)
27 Jan 16
MA/A
Municipal Advisor registration (firm) (amended)
27 Jan 16
MA-I
Municipal Advisor registration (individual)
26 Jan 16
MA-I
Municipal Advisor registration (individual)
26 Jan 16
MA
Municipal Advisor registration (firm)
11 Dec 15
MA-I
Municipal Advisor registration (individual)
19 Nov 15
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
7 Nov 24
13F-HR
Quarterly holdings report by institutional manager
13 Aug 24
13F-HR
Quarterly holdings report by institutional manager
13 Aug 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
8 Feb 23
13F-HR
Quarterly holdings report by institutional manager
27 Oct 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
4 May 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21
13F-HR/A
Quarterly holdings report by institutional manager (amended)
16 Aug 21
13F-HR
Quarterly holdings report by institutional manager
12 Aug 21
13F-HR
Quarterly holdings report by institutional manager
6 May 21
13F-HR
Quarterly holdings report by institutional manager
12 Feb 21
13F-HR
Quarterly holdings report by institutional manager
4 Nov 20
13F-HR
Quarterly holdings report by institutional manager
10 Aug 20
13F-HR
Quarterly holdings report by institutional manager
15 May 20
13F-HR
Quarterly holdings report by institutional manager
12 Feb 20
13F-HR
Quarterly holdings report by institutional manager
22 Oct 19
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Aug 19
13F-HR
Quarterly holdings report by institutional manager
14 Aug 19
13F-HR
Quarterly holdings report by institutional manager
2 May 19
13F-HR
Quarterly holdings report by institutional manager
13 Feb 19
13F-HR
Quarterly holdings report by institutional manager
25 Oct 18
13F-HR
Quarterly holdings report by institutional manager
18 Jul 18
13F-HR
Quarterly holdings report by institutional manager
12 Apr 18
13F-HR
Quarterly holdings report by institutional manager
24 Jan 18
13F-HR
Quarterly holdings report by institutional manager
11 Oct 17
13F-HR
Quarterly holdings report by institutional manager
19 Jul 17
SC 13G
ALPS ETF Trust
2 Jun 17
SC 13G
ALPS ETF Trust
2 Jun 17
SC 13G
ALPS ETF Trust
2 Jun 17
SC 13G
ALPS ETF Trust
11 May 17
SC 13G
FIRST TRUST EXCHANGE-TRADED FUND VI
11 May 17
SC 13G
First Trust Exchange-Traded Fund III
11 May 17
SC 13G
PowerShares Exchange-Traded Fund Trust II
11 May 17
13F-HR
Quarterly holdings report by institutional manager
13 Apr 17