Annex Advisory Services is an investment advisor in Elm Grove with $4.60 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
861130026
SEC advisor number
801-63505
FINRA CRD number
127987
AUM ?
$4.60 bn
(as of 12 Nov 22)
Accounts
15,013
(as of 12 Nov 22)
Employees
97
(43 investment advisory or research)
Address
Annex Advisory Services
12700 W. BLUEMOUND ROAD
SUITE 200
ELM GROVE
WI 53122
12700 W. BLUEMOUND ROAD
SUITE 200
ELM GROVE
WI 53122
Office hours
Monday - Friday, 8:00AM - 5:00PM CT
Phone
262-786-6363
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Spano, David, Joseph | Member/president | 07/2003 | > 75% |
Ackley, Naomi, Karol | Chief Compliance Officer | 09/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Apr 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
31 Oct 23
13F-HR
Quarterly holdings report by institutional manager
24 Jul 23
13F-HR
Quarterly holdings report by institutional manager
27 Apr 23
13F-HR
Quarterly holdings report by institutional manager
27 Jan 23
13F-HR
Quarterly holdings report by institutional manager
24 Oct 22
13F-HR
Quarterly holdings report by institutional manager
27 Jul 22
13F-HR
Quarterly holdings report by institutional manager
13 Apr 22
13F-HR
Quarterly holdings report by institutional manager
31 Jan 22