| Owner | Title | From | %Ownership |
|---|---|---|---|
| Poppell, Ralph Edward | Chief Compliance Officer | 03/2010 | < 5% |
| Holmes, John | Chief Operating Officer and Principal Operations Officer | 09/2015 | < 5% |
| Charney, Daniel S | CEO | 09/2015 | < 5% |
| Cowen PB Holdings LLC | Direct Parent, Member, Owner | 09/2015 | > 75% |
| Cowen Inc. | Ultimate Parent | 09/2015 | > 75% |
| Jordan, Francis | Principal Financial Officer | 03/2019 | < 5% |
