First Trust Exchange-traded Fund Vi

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
Developed International Equity Select ETF	RNDM	7.03	-2.42	3.05	19.61 mm	419	Mar 2023
Emerging Markets Equity Select ETF	RNEM	6.22	-4.06	-1.07	33.70 mm	255	Sep 2023
First Trust BuyWrite Income ETF	FTHI	2.18	-0.30	-2.58	265.14 mm	221	Sep 2023
First Trust Dorsey Wright DALI 1 ETF	DALI	5.59	-3.20	-5.97	146.19 mm	7	Sep 2023
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	2.89	-3.50	-6.02	203.45 mm	5	Sep 2023
First Trust Dorsey Wright Focus 5 ETF	FV	4.20	-3.63	-5.99	3.10 bn	5	Sep 2023
First Trust Dorsey Wright International Focus 5 ETF	IFV	4.38	-3.03	-2.09	229.86 mm	5	Sep 2023
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	3.53	-1.67	-3.05	41.74 mm	50	Sep 2023
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	-0.57	-1.18	-3.62	57.43 mm	50	Sep 2023
First Trust Dorsey Wright Momentum & Value ETF	DVLU	4.42	-3.01	-4.13	20.56 mm	50	Sep 2023
First Trust Indxx Innovative Transaction & Process ETF	LEGR	3.75	-3.29	-3.24	94.47 mm	103	Sep 2023
First Trust Indxx Medical Devices ETF	MDEV	-0.43	-6.28	-7.83	1.80 mm	50	Sep 2023
First Trust International Developed Capital Strength ETF	FICS	0.34	-2.41	-4.70	69.33 mm	51	Sep 2023
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	2.08	-7.56	-6.11	434.55 mm	112	Sep 2023
First Trust Nasdaq Bank ETF	FTXO	12.12	-9.09	-3.58	126.42 mm	34	Sep 2023
First Trust Nasdaq BuyWrite Income ETF	FTQI	1.61	-0.81	-2.82	83.74 mm	161	Sep 2023
First Trust Nasdaq Food & Beverage ETF	FTXG	1.56	-4.76	-4.26	131.50 mm	30	Sep 2023
First Trust Nasdaq Oil & Gas ETF	FTXN	10.03	2.38	1.79	259.59 mm	43	Sep 2023
First Trust Nasdaq Pharmaceuticals ETF	FTXH	1.30	1.28	-4.64	20.47 mm	50	Sep 2023
First Trust Nasdaq Semiconductor ETF	FTXL	5.99	-3.60	-6.80	1.13 bn	32	Sep 2023
First Trust NASDAQ Technology Dividend Index Fund	TDIV	2.44	-0.67	-5.69	1.94 bn	84	Sep 2023
First Trust Nasdaq Transportation ETF	FTXR	4.56	-5.86	-4.32	42.08 mm	41	Sep 2023
First Trust RBA American Industrial Renaissance ETF	AIRR	0.83	0.53	-5.81	498.03 mm	49	Sep 2023
First Trust Rising Dividend Achievers ETF	RDVY	5.13	-3.33	-3.64	7.95 bn	50	Sep 2023
First Trust S-Network E-Commerce ETF	ISHP	8.81	-6.06	-6.17	5.09 mm	61	Sep 2023
First Trust S-Network Streaming & Gaming ETF	BNGE	5.59	-6.02	-5.06	4.15 mm	46	Sep 2023
First Trust S&P International Dividend Aristocrats ETF	FID	3.26	-3.15	-3.78	71.92 mm	73	Sep 2023
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	6.93	-1.82	-4.62	1.47 bn	100	Sep 2023
Large Cap US Equity Select ETF	RNLC	3.49	-2.42	-5.07	17.03 mm	377	Sep 2023
Mid Cap US Equity Select ETF	RNMC	4.04	-2.71	-4.92	17.95 mm	347	Sep 2023
Multi-Asset Diversified Income Index Fund	MDIV	5.56	-2.17	-1.22	414.56 mm	126	Sep 2023
Small Cap US Equity Select ETF	RNSC	4.83	-4.11	-5.21	26.90 mm	317	Sep 2023
US Equity Dividend Select ETF	KNGZ	3.70	-2.79	-4.69	26.01 mm	240	Sep 2023

Institutional ownership, Q3 2023

First Trust Exchange-traded Fund Vi institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	120	253	-52.6%
Opened positions	56	195	-71.3%
Closed positions	189	6	+3050.0%
Increased positions	7	55	-87.3%
Reduced positions	57	1	+5600.0%

13F shares	Current	Prev Q	Change
Total value	179.75 bn	2.26 tn	-92.1%
Total shares	6.63 mm	60.40 mm	-89.0%
Total puts	0.00	0.00
Total calls	0.00	4.70 k	EXIT
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
First Trust Portfolios	1.11 mm	$0.00	-89.2%
Main Management ETF Advisors	771.44 k	$9.36 mm	NEW
LPL Financial	769.13 k	$31.16 bn	-84.0%
WFC Wells Fargo & Co.	403.25 k	$16.34 bn	-91.7%
BAC Bank Of America	387.63 k	$15.70 bn	-80.5%
AMP Ameriprise Financial	213.95 k	$8.66 bn	NEW
Good Life Advisors	207.44 k	$8.40 bn	+29.1%
MS Morgan Stanley	167.49 k	$6.78 bn	-98.3%
Advisor	152.84 k	$6.19 bn	-91.6%
Raymond James Financial Services Advisors	146.73 k	$5.94 bn	-88.9%

Largest transactions	Shares	Bought/sold	Change
MS Morgan Stanley	167.49 k	-9.74 mm	-98.3%
First Trust Portfolios	1.11 mm	-9.09 mm	-89.2%
WFC Wells Fargo & Co.	403.25 k	-4.43 mm	-91.7%
LPL Financial	769.13 k	-4.03 mm	-84.0%
Commonwealth Equity Services	44.78 k	-3.22 mm	-98.6%
UBS UBS Group AG - Registered Shares	8.85 k	-2.58 mm	-99.7%
Prospera Financial Services	26.38 k	-1.82 mm	-98.6%
Advisor	152.84 k	-1.66 mm	-91.6%
BAC Bank Of America	387.63 k	-1.60 mm	-80.5%
Raymond James & Associates	127.82 k	-1.50 mm	-92.2%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.