first trust portfolios l.p. and first trust advisors l.p.("first trust") were founded in 1991 with a mission to offer investors a better way to invest. we are single-minded about providing trusted investment products and advisory services. we're inspired every day by how financial advisors and their customers use our products and services to define goals, solve problems and develop long-term strategies. everyone in our company is encouraged to work diligently and respectfully to deliver superior products, services and results that will contribute to the prosperity of our clients. our approach is simple, and our company was built with these core principles in mind: - know what you own - invest for the long-term - employ discipline - re-balance - control taxes we are committed to providing original ideas, inventive products and the highest level of service. disclaimer: this content is for information purposes only and should not be considered an offer to purchase or sell any security. t
Company profile
Ticker
FEI, XFEIX
Exchange
CEO
James Dykas
Employees
Incorporated
Location
Fiscal year end
Former names
FIRST TRUST MLP & INCOME FUND, FIRST TRUST MLP GROWTH & INCOME FUND
SEC CIK
Corporate docs
FEI stock data
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
29 Feb 24
DEFA14A
Additional proxy soliciting materials
20 Feb 24
DEFA14A
Additional proxy soliciting materials
31 Jan 24
DEFA14A
Additional proxy soliciting materials
12 Jan 24
N-CEN
Annual report (registered investment company)
11 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
8-K
Regulation FD Disclosure
23 Oct 23
8-K
First Trust Announces Appointment of New Trustee for Funds
12 Sep 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
7 Jul 23
Latest ownership filings
NPORT-P
First Trust MLP & Energy Income Fund (Jan 2024 report)
27 Mar 24
SC 13G/A
MORGAN STANLEY
8 Feb 24
NPORT-P
First Trust MLP and Energy Income Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust MLP and Energy Income Fund (Jul 2023 report)
28 Sep 23
3
Bronwyn Wright
12 Sep 23
SC 13D/A
Saba Capital Management, L.P.
5 Sep 23
SC 13D/A
Saba Capital Management, L.P.
3 Jul 23
NPORT-P
First Trust MLP and Energy Income Fund (Apr 2023 report)
22 Jun 23
SC 13D
Saba Capital Management, L.P.
9 Jun 23
NPORT-P
First Trust MLP and Energy Income Fund (Jan 2023 report)
30 Mar 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust MLP and Energy Income Fund | – | -0.11 | -1.99 | 7.25 | 516.44 mm | 80 | Oct 2023 |
Institutional ownership, Q3 2023
32.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 81 |
Opened positions | 8 |
Closed positions | 8 |
Increased positions | 28 |
Reduced positions | 25 |
13F shares | Current |
---|---|
Total value | 113.34 bn |
Total shares | 14.68 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 4.20 mm | $33.24 bn |
Saba Capital Management | 3.39 mm | $26.79 bn |
Advisors Asset Management | 1.22 mm | $9.68 bn |
UBS UBS Group AG - Registered Shares | 490.50 k | $3.88 bn |
Wealth Enhancement Advisory Services | 377.03 k | $2.98 bn |
CNS Cohen & Steers | 366.58 k | $2.90 bn |
Bridges Investment Management | 338.06 k | $2.67 bn |
Anfield Capital Management | 327.60 k | $2.59 bn |
RY Royal Bank Of Canada | 263.33 k | $2.08 bn |
Cambridge Advisors | 234.98 k | $1.86 bn |