We are a publicly traded holding company conducting substantially all of our operations through our principal operating subsidiary, ZAIS Group, LLC (“ZAIS Group”), an investment advisory and asset management firm focused on specialized credit. ZAIS Group is a wholly-owned consolidated subsidiary of ZAIS Group Parent, LLC (“ZGP”), which is our majority-owned consolidated subsidiary. Our Class A common stock (“Class A Common Stock”) is traded on the NASDAQ Stock Market under the ticker symbol “ZAIS”. We are headquartered in Red Bank, New Jersey and also maintain an office in London. Prior to March 2015, we were a publicly traded special purpose acquisition corporation called HF2 Financial Management Inc. (“HF2”). On March 17, 2015, we completed a business combination transaction with ZGP (the “Business Combination”), whereby we acquired a 66.5% interest in ZGP and changed our name to ZAIS Group Holdings Inc. In the Business Combination, HF2 made a $78.2 million cash contribution to ZGP and effected the transfer of all its outstanding shares of Class B common stock (“Class B Common Stock”) to the members of ZGP (including Christian Zugel, the Company’s Chairman and Chief Investment Officer, the former managing member of ZGP and the founder and Chief Investment Officer of ZAIS Group (“Mr. Zugel”), and certain related parties, collectively, the “ZGP Founder Members”).
Company profile
Ticker
ZAIS
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
H2 Financial Management Inc., HF2 Financial Management Inc.
SEC CIK
Corporate docs
IRS number
461314400
Latest filings (excl ownership)
15-12B
Securities registration termination
29 May 18
EFFECT
Notice of effectiveness
24 May 18
SC 13E3/A
Going private transaction (amended)
21 May 18
S-8 POS
Registration of securities for employees (post-effective amendment)
18 May 18
POS AM
Prospectus update (post-effective amendment)
18 May 18
8-K
Zais Group Holdings, Inc. Announces Completion of Going Private Transaction
18 May 18
25-NSE
Exchange delisting
18 May 18
8-K
Zais Group Holdings, Inc. Announces Stockholder Approval of Going Private Merger
17 May 18
10-Q
2018 Q1
Quarterly report
10 May 18
8-K
ZAIS Group Holdings, Inc. Reports First Quarter 2018 Results
10 May 18
Latest ownership filings
SC 13G/A
ZAIS Group Holdings, Inc.
4 Jun 18
SC 13D/A
ZAIS Group Holdings, Inc.
21 May 18
4/A
Christian Zugel
21 May 18
4
Change in insider ownership
21 May 18
4
Mark Andrew Russo
18 May 18
4
JOHN DANIEL BURKE
18 May 18
4
Denise DeAngelis
18 May 18
4
PAUL B GUENTHER
18 May 18
4
Nisha Motani
18 May 18
4
James Zinn
18 May 18
Institutional ownership, Q3 2019
13F holders | Current |
---|---|
Total holders | 0 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 0.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
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