Financial reports
10-Q
2015 Q3
Quarterly report
16 Nov 15
NT 10-Q
Notice of late quarterly filing
10 Nov 15
10-Q
2015 Q2
Quarterly report
11 Aug 15
NT 10-Q
Notice of late quarterly filing
11 Aug 15
10-Q
2015 Q1
Quarterly report
11 May 15
10-K/A
2014 FY
Annual report (amended)
30 Apr 15
10-K
2014 FY
Annual report
11 Mar 15
10-Q
2014 Q3
Quarterly report
14 Nov 14
10-Q
2014 Q2
Quarterly report
14 Aug 14
Current reports
8-K
Bankruptcy or Receivership
25 May 16
8-K
Regulation FD Disclosure
4 May 16
8-K
Regulation FD Disclosure
4 Apr 16
8-K
Regulation FD Disclosure
28 Mar 16
8-K
Entry into a Material Definitive Agreement
11 Feb 16
8-K
Departure of Directors or Certain Officers
10 Feb 16
8-K
Entry into a Material Definitive Agreement
4 Feb 16
8-K
Regulation FD Disclosure
1 Feb 16
8-K
Departure of Directors or Certain Officers
22 Jan 16
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
8 Jan 16
Registration and prospectus
15-12B
Securities registration termination
26 May 16
RW
Registration withdrawal request
27 Apr 16
25-NSE
Exchange delisting
21 Jan 16
D
$37.5M in equity / options / securities to be acquired, sold $37.5M, 4 investors
31 Aug 15
D
$16.7M in equity, sold $16.7M, 1 investor
31 Aug 15
D
$32.25M in equity, sold $32.25M, 14 investors
26 Aug 15
S-3
Shelf registration
5 Jun 15
D
$6.35M in equity / Class A Common Stock, sold $6.35M, 4 investors
30 Mar 15
D
$26.77M in equity / Class A Common Stock, sold $26.77M, 97 investors
23 Mar 15
424B3
Prospectus supplement
13 Feb 15
Proxies
DEF 14C
Information statement
17 Sep 15
PRE 14C
Preliminary information
4 Sep 15
DEF 14A
Definitive proxy
9 Jun 15
PRE 14A
Preliminary proxy
29 May 15
DEF 14C
Information statement
11 Jun 14
PRER14C
Preliminary revised information
6 Jun 14
DEFA14A
Additional proxy soliciting materials
21 May 14
DEF 14A
Definitive proxy
30 Apr 14
PRE 14C
Preliminary information
8 Apr 14
DEF 14A
Definitive proxy
3 Mar 14
Other
EFFECT
Notice of effectiveness
12 Feb 15
EFFECT
Notice of effectiveness
22 Dec 14
CT ORDER
Confidential treatment order
8 Sep 14
EFFECT
Notice of effectiveness
16 Jul 14
UPLOAD
Letter from SEC
17 Jun 14
UPLOAD
Letter from SEC
11 Jun 14
CORRESP
Correspondence with SEC
6 Jun 14
EFFECT
Notice of effectiveness
4 Jun 14
EFFECT
Notice of effectiveness
3 Jun 14
EFFECT
Notice of effectiveness
3 Jun 14
Ownership
SC 13D/A
RCS Capital Corp
17 Feb 16
5
Annual statement of changes in insider ownership
16 Feb 16
SC 13G/A
RCS Capital Corp
16 Feb 16
SC 13D/A
RCS Capital Corp
11 Jan 16
SC 13D/A
RCS Capital Corp
11 Jan 16
3
BRADLEY E SCHER
7 Jan 16
4
Charles Thomas McMillen
28 Dec 15
4
MARK AUERBACH
28 Dec 15
4
Howell D Wood
28 Dec 15
4
JEFFREY J BROWN
28 Dec 15