Winfield Associates is an investment advisor in Cleveland with $368.99 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
311566830
SEC advisor number
801-54970
FINRA CRD number
108969
AUM ?
$368.99 mm
(as of 1 Mar 22)
Accounts
618
(as of 1 Mar 22)
Employees
7
(6 investment advisory or research)
Address
Winfield Associates
700 WEST ST. CLAIR
SUITE #404
CLEVELAND
OH 44113
700 WEST ST. CLAIR
SUITE #404
CLEVELAND
OH 44113
Office hours
Monday - Friday, 8AM TO 5PM
Phone
216.241.2575
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Baker, Christopher, William | President, Chief Executive Officer, Chief Investment Officer, Treasurer, and Chief Compliance Officer | 04/2019 | 25-50% |
Baker, Thomas, Winfield | Secretary | 04/2019 | 5-10% |
Haley, Mark, Quien | Executive Vice President | 04/2019 | 5-10% |
William W. Baker Spousal Lifetime Access Trust | Shareholder | 12/2021 | 50-75% |
Baker, Christopher, William | Trustee | 12/2021 | |
Baker, Thomas, Winfield | Trustee | 12/2021 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Apr 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
14 Oct 21
13F-HR
Quarterly holdings report by institutional manager
11 Aug 21
13F-HR
Quarterly holdings report by institutional manager
12 Apr 21
13F-HR
Quarterly holdings report by institutional manager
12 Feb 21
13F-HR
Quarterly holdings report by institutional manager
14 Oct 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20
13F-HR
Quarterly holdings report by institutional manager
4 May 20
13F-HR
Quarterly holdings report by institutional manager
13 Jan 20