Latest filings (excl ownership)
CORRESP
Correspondence with SEC
1 Oct 19
CORRESP
Correspondence with SEC
29 Aug 19
N-PX
Annual report of proxy voting record
16 Aug 19
N-CEN
Annual report (registered investment company)
12 Feb 19
25-NSE
Exchange delisting
19 Nov 18
N-PX
Annual report of proxy voting record
13 Aug 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 Jul 18
425
Business combination disclosure
5 Jun 18
425
Business combination disclosure
5 Jun 18
DEF 14A
Definitive proxy
7 Mar 18
N-CSR
Certified annual shareholder report (management investment company)
31 Jan 18
8-K
Changes in Registrant's Certifying Accountant
17 Aug 17
N-PX
Annual report of proxy voting record
11 Aug 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 Jul 17
DEF 14A
Definitive proxy
8 Mar 17
N-CSR
Certified annual shareholder report (management investment company)
30 Jan 17
N-PX
Annual report of proxy voting record
12 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 Jul 16
DEF 14A
Definitive proxy
26 Feb 16
N-CSR
Certified annual shareholder report (management investment company)
3 Feb 16
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
8 Sep 15
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
1 Sep 15
N-PX
Annual report of proxy voting record
17 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
24 Jul 15
8-K
LLC Announce Appointment of New Director and Officer
22 Jul 15
DEF 14A
Definitive proxy
20 Feb 15
N-CSR
Certified annual shareholder report (management investment company)
27 Jan 15
8-K
LLC Announce Appointment of New Director
23 Dec 14
N-PX
Annual report of proxy voting record
8 Aug 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jul 14
8-K
Departure of Directors or Certain Officers
29 May 14
CORRESP
Correspondence with SEC
7 Apr 14
DEF 14A
Definitive proxy
25 Feb 14
N-CSR
Certified annual shareholder report (management investment company)
28 Jan 14
DEF 14A
Definitive proxy
8 Nov 13
N-PX
Annual report of proxy voting record
16 Aug 13
EFFECT
Notice of effectiveness
25 Jun 13
CERTNYS
Certification of approval for NYSE listing
24 Jun 13
8-A12B
Registration of securities on exchange
21 Jun 13
CORRESP
Correspondence with SEC
21 Jun 13
Latest ownership filings
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
7 Dec 18
SC 13G/A
Beneficial ownership report (amended)
6 Dec 18
SC 13G/A
Beneficial ownership report (amended)
30 Nov 18
4
LEGACY INSURANCE CO OF NEW JERSEY PRUDENTIAL
20 Nov 18
4
States Life Insurance Co in the City of New York United
19 Nov 18
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
13 Feb 18
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
19 Jan 18
3
Jennifer s Berg
10 Jan 18
4
Chris Eades
12 Dec 17
4
Terrence Murphy
11 Dec 17
4
Scott Glasser
11 Dec 17
4
Peter Vanderlee
8 Dec 17
4
Chris Eades
14 Sep 17
4/A
Change in insider ownership (amended)
23 Jun 17
3
Frances Cashman
2 Jun 17
4
Chris Eades
1 Jun 17
3
Todd F Kuehl
16 May 17
4
States Life Insurance Co in the City of New York United
28 Apr 17
SC 13G/A
Beneficial ownership report (amended)
28 Apr 17
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
13 Feb 17
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
20 Jan 17
4
Richard A Freeman
28 Dec 16
4
Peter Vanderlee
22 Dec 16
4
Richard A Freeman
21 Dec 16
4
BARBARA BROOKE MANNING
1 Dec 16
3
Justin Eede
29 Mar 16
3
John Kenney
29 Mar 16
3
Brian Eakes
29 Mar 16
3
Terence Johnson
29 Mar 16
4
INSURANCE CO OF AMERICA PRUDENTIAL
25 Feb 16
4
Change in insider ownership
25 Feb 16
4
INSURANCE CO OF AMERICA PRUDENTIAL
19 Feb 16
4
Change in insider ownership
12 Feb 16
SC 13G/A
Beneficial ownership report (amended)
11 Feb 16
SC 13G/A
Clearbridge American Energy MLP Fund Inc.
11 Feb 16
SC 13G
Clearbridge American Energy MLP Fund Inc.
1 Feb 16
SC 13G/A
Beneficial ownership report (amended)
11 Jan 16
4
INSURANCE CO OF AMERICA PRUDENTIAL
4 Jan 16
4
CAROL L COLMAN
14 Sep 15
SC 13G
Beneficial ownership report
4 Sep 15