Latest filings (excl ownership)
424B2
Prospectus for primary offering
17 Sep 24
FWP
Free writing prospectus
13 Sep 24
424B5
Prospectus supplement for primary offering
13 Sep 24
EFFECT
Notice of effectiveness
16 Nov 22
S-3/A
Shelf registration (amended)
9 Nov 22
CORRESP
Correspondence with SEC
9 Nov 22
S-3
Shelf registration
23 Feb 22
POSASR
Automatic shelf registration (post-effective amendment)
11 Jun 19
424B3
Prospectus supplement
19 Nov 18
CORRESP
Correspondence with SEC
14 Nov 18
UPLOAD
Letter from SEC
6 Nov 18
CORRESP
Correspondence with SEC
25 Oct 18
424B2
Prospectus for primary offering
28 Jun 17
424B5
Prospectus supplement for primary offering
26 Jun 17
FWP
Free writing prospectus
26 Jun 17
S-3ASR
Automatic shelf registration
23 Jun 17
424B2
Prospectus for primary offering
8 Jun 16
FWP
Free writing prospectus
7 Jun 16
424B5
Prospectus supplement for primary offering
6 Jun 16
POSASR
Automatic shelf registration (post-effective amendment)
6 Jun 16
S-3ASR
Automatic shelf registration
18 Jun 14
424B3
Prospectus supplement
20 Nov 13
EFFECT
Notice of effectiveness
20 Nov 13
UPLOAD
Letter from SEC
24 Oct 13
424B1
Prospectus with pricing info
12 Jul 13
EFFECT
Notice of effectiveness
11 Jul 13
UPLOAD
Letter from SEC
19 Jun 13
S-4
Registration of securities issued in business combination transactions
10 Jun 13
Latest ownership filings
3
CALAMOS STRATEGIC TOTAL RETURN FUND
27 May 22
3
Ares Dynamic Credit Allocation Fund, Inc.
23 Jul 21
4
Kayne Anderson MLP/Midstream Investment Co
13 Feb 20
3
KKR Income Opportunities Fund
24 Oct 19
4
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
8 Aug 18
4
Kayne Anderson Energy Total Return Fund, Inc.
8 Aug 18
4
ABERDEEN ASIA-PACIFIC INCOME FUND INC
11 Aug 17
3
Kayne Anderson MLP Investment CO
18 Nov 16
3
DNP SELECT INCOME FUND INC
7 Oct 16
4
Kayne Anderson Energy Total Return Fund, Inc.
9 Sep 16
3
Blackstone / GSO Long-Short Credit Income Fund
5 Aug 16
3
Blackstone / GSO Strategic Credit Fund
5 Aug 16
3
ClearBridge Energy MLP Opportunity Fund Inc.
16 Feb 16
3
Kayne Anderson Energy Total Return Fund, Inc.
16 Feb 16
3
ABERDEEN ASIA-PACIFIC INCOME FUND INC
16 Feb 16
3
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
16 Feb 16
3
ClearBridge Energy MLP Total Return Fund Inc.
16 Feb 16