Company profile
Latest filings (excl ownership)
SC TO-I/A
Issuer tender offer statement (amended)
10 Feb 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 19
SC TO-I/A
Issuer tender offer statement (amended)
8 Nov 19
SC TO-I
Issuer tender offer statement
27 Sep 19
N-PX
Annual report of proxy voting record
9 Aug 19
SC TO-I/A
Issuer tender offer statement (amended)
7 Aug 19
EFFECT
Notice of effectiveness
1 Aug 19
CORRESP
Correspondence with SEC
29 Jul 19
CORRESP
Correspondence with SEC
24 Jul 19
SC TO-I
Issuer tender offer statement
27 Jun 19
Latest ownership filings
4
John Scott Laihinen
20 Sep 19
3
Brienne Lindsay Einstein
20 Sep 19
4
John Anthony Schmid
26 Mar 19
3
John Scott Laihinen
26 Mar 19
3
John Anthony Schmid
21 Jun 17
4
Maria Elizabeth Okeke
21 Jun 17
3
KATHLEEN PATRICIA SULLIVAN
15 Sep 16
4
Zack David Weber
29 Aug 16
3
Michael Mizushima Sullivan
13 Jul 15
3
Maria Elizabeth Okeke
13 Jul 15