SVA Wealth Management is an investment advisor in Madison with $2.77 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
SVA Plumb Wealth Management, LLC
SEC CIK
IRS number
274605583
SEC advisor number
801-72818
FINRA CRD number
159216
AUM ?
$2.77 bn
(as of 28 Aug 20)
Accounts
5,156
(as of 28 Aug 20)
Employees
63
(38 investment advisory or research)
Address
SVA Wealth Management
1221 JOHN Q. HAMMONS DRIVE
MADISON
WI 53717
1221 JOHN Q. HAMMONS DRIVE
MADISON
WI 53717
Office hours
Monday - Friday, 8 A.M. - 5 P.M.
Phone
(608) 824-8800
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Sva Financial Group, LLC | Managing Member | 03/2011 | > 75% |
Obrien, Timothy, Rock | Vice President | 03/2011 | < 5% |
Diversified Services of Wisconsin, Inc. | Member | 03/2011 | > 75% |
Schultz, Carl, Elmer | Elected Manager | 06/2013 | |
Baltes, John, Anthony | Chief Executive Officer | 04/2019 | < 5% |
Hansen, Maureen, Ellen | President | 03/2011 | < 5% |
Oswald, Debra, Lynn | Vice President | 09/2015 | < 5% |
Hansen, Maureen, Ellen | Elected Manager | 06/2017 | |
Baltes, John, Anthony | Elected Manager | 06/2016 | |
Gibson, Daniel, Guyan | Vice President | 09/2018 | < 5% |
Norton, Kathryn, Lee | Elected Manager | 06/2019 | |
Nettesheim, Joel, G | Elected Manager | 06/2019 | |
Clay, Lawrence, William | Chief Compliance Officer | 06/2019 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
4 Feb 21
13F-HR
Quarterly holdings report by institutional manager
27 Oct 20
13F-HR
Quarterly holdings report by institutional manager
4 Aug 20
13F-HR
Quarterly holdings report by institutional manager
12 May 20
13F-HR
Quarterly holdings report by institutional manager
11 Feb 20
13F-HR
Quarterly holdings report by institutional manager
7 Nov 19
13F-HR
Quarterly holdings report by institutional manager
13 Aug 19
13F-HR
Quarterly holdings report by institutional manager
6 May 19
13F-HR
Quarterly holdings report by institutional manager
11 Feb 19
SC 13G
J.P. Morgan Exchange-Traded Fund Trust
31 Jan 19