| Owner | Title | From | %Ownership |
|---|---|---|---|
| Luna, Robert, J | Chief Compliance Officer | 12/2019 | < 5% |
| Ci Private Wealth Us LLC | Owner | 12/2019 | > 75% |
| Ci Financial Corp. | Owner | 11/2021 | > 75% |
| Ci Us, LLC | Owner | 11/2021 | > 75% |
| Galdamez, Luis, A | Managing Director - Investments | 01/2020 | < 5% |
| Kisner, Jeremy, a | Director of Financial Planning | 01/2020 | < 5% |
| Ci Private Wealth Holdings, LLC | Owner | 11/2021 | > 75% |
| Ci Us Holdings, Inc | Owner | 11/2021 | > 75% |
