Surevest is an investment advisor in Los Angeles with $541.14 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Surevest Inc.
SEC CIK
IRS number
611404205
SEC advisor number
801-117935
FINRA CRD number
306872
AUM ?
$541.14 mm
(as of 29 Mar 22)
Accounts
891
(as of 29 Mar 22)
Employees
12
(3 investment advisory or research)
Address
Surevest
2425 E. CAMELBACK RD STE 890
PHOENIX
AZ 85016
2425 E. CAMELBACK RD STE 890
PHOENIX
AZ 85016
Office hours
Monday - Friday, 9AM - 5PM
Phone
4802727116
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Luna, Robert, J | Chief Compliance Officer | 12/2019 | < 5% |
Ci Private Wealth Us LLC | Owner | 12/2019 | > 75% |
Ci Financial Corp. | Owner | 11/2021 | > 75% |
Ci Us, LLC | Owner | 11/2021 | > 75% |
Galdamez, Luis, A | Managing Director - Investments | 01/2020 | < 5% |
Kisner, Jeremy, a | Director of Financial Planning | 01/2020 | < 5% |
Ci Private Wealth Holdings, LLC | Owner | 11/2021 | > 75% |
Ci Us Holdings, Inc | Owner | 11/2021 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Oct 21
13F-HR
Quarterly holdings report by institutional manager
6 Aug 21
13F-HR
Quarterly holdings report by institutional manager
19 Apr 21
13F-HR
Quarterly holdings report by institutional manager
4 Feb 21
13F-HR
Quarterly holdings report by institutional manager
16 Oct 20
13F-HR
Quarterly holdings report by institutional manager
15 Jul 20