EFG Asset Management is an investment advisor in Miami with $1.46 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
452742418
SEC advisor number
801-72773
FINRA CRD number
158905
AUM ?
$1.46 bn
(as of 11 May 23)
Accounts
804
(as of 11 May 23)
Employees
11
(3 investment advisory or research)
Address
EFG Asset Management
701 BRICKELL AVE, 9TH FLOOR
MIAMI
FL 33131
701 BRICKELL AVE, 9TH FLOOR
MIAMI
FL 33131
Office hours
Monday - Friday, 9AM-5PM
Phone
305-482-8000
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Private Financial Holdings Limited | Parent | 12/2009 | > 75% |
Efg European Financial Group LTD | Parent | 12/2009 | > 75% |
European Financial Group Efg (Luxembourg) Sa | Parent | 12/2009 | > 75% |
Efg Bank European Financial Group Sa | Parent | 12/2009 | 25-50% |
Lee, James, Tak Him | Chairman | 09/2011 | < 5% |
Afzal, Mozamil | Director | 09/2011 | < 5% |
Tuesta, Marco, a | Chief Financial Officer | 02/2014 | < 5% |
Cruz, Eduardo, Moliterno Da | Chief Executive Officer, Director | 03/2017 | < 5% |
Mohorovic, Sanjin | Director | 06/2021 | < 5% |
Echevarria, Victor, Manuel | Director | 06/2021 | < 5% |
Gonzalez, Carlos, Javier | Chief Compliance Officer | 11/2022 | < 5% |
Efg International Ag | Parent | 12/2022 | > 75% |
Borges, Leonardo, Silva | Chief Operations Officer | 04/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
22 Apr 24
13F-HR
Quarterly holdings report by institutional manager
1 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Nov 23
13F-HR
Quarterly holdings report by institutional manager
29 Aug 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
7 Nov 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR
Quarterly holdings report by institutional manager
5 May 22
13F-HR
Quarterly holdings report by institutional manager
24 Jan 22