Northeast Financial Consultants is an investment advisor in Westport with $3.70 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
61562117
SEC advisor number
801-60134
FINRA CRD number
110361
AUM ?
$3.70 bn
(as of 8 Jun 23)
Accounts
1,557
(as of 8 Jun 23)
Employees
8
(3 investment advisory or research)
Address
Northeast Financial Consultants
518-B RIVERSIDE AVENUE
2ND FLOOR
WESTPORT
CT 06880
518-B RIVERSIDE AVENUE
2ND FLOOR
WESTPORT
CT 06880
Office hours
Monday - Friday, 8 A.M. - 5 P.M.
Phone
2032268997
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Davis, Elwood, Brian | President, Manager, | 02/2020 | < 5% |
Davis, Catherine, Lee | Vice President, Treasurer | 11/2020 | < 5% |
Reilly, Patrice, Swan | Chief Compliance Officer; Secretary; VP | 10/2020 | < 5% |
NFC Holdings, Inc | Member | 06/2020 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
15 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21