Arete Wealth Management is an investment advisor in Chicago with $2.04 bn assets under management.
Company profile
Website
Employees
Location
Fiscal year end
Former names
Arete Wealth Advisors, LLC
SEC CIK
IRS number
261314502
SEC advisor number
801-69827
FINRA CRD number
145488
AUM ?
$2.04 bn
(as of 13 Dec 22)
Accounts
4,954
(as of 13 Dec 22)
Employees
91
(86 investment advisory or research)
Address
Arete Wealth Management
1115 W FULTON MARKET
3RD FLOOR
CHICAGO
IL 60607
1115 W FULTON MARKET
3RD FLOOR
CHICAGO
IL 60607
Office hours
Monday - Friday, 8:30 AM - 4:30 PM
Phone
312-940-3684
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Rogers, Joshua, Dean | President | 11/2007 | 25-50% |
Arete Wealth Inc. | Managing Member | 07/2007 | > 75% |
Jdrogers & Company, LLC | Member | 11/2008 | 25-50% |
Arete Wealth Inc. | Managing Member | 11/2007 | > 75% |
Chung, Unbo | Chief Compliance Officer | 01/2014 | < 5% |
Rogers, Joshua, Dean | Member | 11/2008 | 25-50% |
Rogers, Joshua, Dean | Managing Member | 11/2007 | 25-50% |
Hock, David, Carl | Managing Member | 11/2008 | 25-50% |
Scoby, Corrie, Faulk Davis | Senior Director, Compliance | 01/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
9 Aug 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
22 May 23
13F-HR
Quarterly holdings report by institutional manager
1 May 23
13F-HR
Quarterly holdings report by institutional manager
6 Feb 23
13F-HR
Quarterly holdings report by institutional manager
7 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
6 May 22
13F-HR
Quarterly holdings report by institutional manager
7 Feb 22