| Owner | Title | From | %Ownership |
|---|---|---|---|
| Harris, David, Lee | Chief Executive Officer | 01/2017 | 50-75% |
| Sathe, Robert, Bruce | Chairman | 01/2004 | 10-25% |
| Gavin, Timothy, Andrew | Chief Compliance Officer (Cco) | 01/2013 | < 5% |
| Kellinghaus, Kristopher, J | SVP, Chief Investment Officer | 12/2017 | < 5% |
| Manning, Brittany, Browning | VP, Director of Wealth Management Services | 01/2017 | < 5% |
| Sathe, Andrew, D | VP, SR. Financial Advisor | 01/2017 | < 5% |
| Wright, Stephen, Alan | VP, SR. Financial Advisor | 01/2019 | < 5% |
| Jennings, Jeffrey, Lewis | VP, SR. Financial Advisor | 01/2020 | < 5% |
| Downing, James, Scott | VP, SR. Financial Advisor | 01/2022 | < 5% |
