| Owner | Title | From | %Ownership |
|---|---|---|---|
| Augustine, Timothy, John | Officer and Chief Compliance Officer | 01/2007 | < 5% |
| Gierl, Stephen, William | Officer | 01/2007 | < 5% |
| Augustine, Gary, Earl | Officer | 01/2007 | < 5% |
| Gierl Augustine & Associates, LLC. | Member | 03/2017 | > 75% |
| Gierl, Stephen, William | Officer | 01/2005 | 50-75% |
| Augustine, Gary, Earl | Officer | 01/2005 | 25-50% |
