Tradewinds Capital Management is an investment advisor in Bellingham with $515.04 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
352429157
SEC advisor number
801-68789
FINRA CRD number
145934
AUM ?
$515.04 mm
(as of 2 May 23)
Accounts
2,608
(as of 2 May 23)
Employees
7
(2 investment advisory or research)
Address
Tradewinds Capital Management
2211 RIMLAND DRIVE
SUITE 401
BELLINGHAM
WA 98226
2211 RIMLAND DRIVE
SUITE 401
BELLINGHAM
WA 98226
Office hours
Monday - Friday, 8AM - 4PM
Phone
360-715-9000
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
TCM Jackson | Owner | 01/2023 | 10-25% |
Engebretson, Bryant, James | Chief Compliance Officer | 03/2008 | < 5% |
TCM Bellingham, LLC | Managing Member | 01/2012 | > 75% |
Engebretson, Bryant, James | Managing Member | 01/2012 | > 75% |
Jackson, Kyle, B | Owner | 02/2023 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
18 Apr 24
13F-HR
Quarterly holdings report by institutional manager
1 Feb 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
20 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 Apr 23
13F-HR
Quarterly holdings report by institutional manager
20 Jan 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22
13F-HR
Quarterly holdings report by institutional manager
21 Jul 22
13F-HR
Quarterly holdings report by institutional manager
25 Apr 22
13F-HR
Quarterly holdings report by institutional manager
2 Feb 22