Company profile
Latest filings (excl ownership)
CERT
Certification of approval for exchange listing
28 Dec 22
8-A12B
Registration of securities on exchange
27 Dec 22
EFFECT
Notice of effectiveness
19 Dec 22
N-CEN
Annual report (registered investment company)
14 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
4 Nov 22
N-14
Registration statement for investment companies business combination
12 Oct 22
N-PX
Annual report of proxy voting record
31 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 May 22
N-CEN
Annual report (registered investment company)
10 Nov 21
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 21
Latest ownership filings
NPORT-P
Penn Capital Mid Cap Core Fund (Aug 2022 report)
27 Oct 22
NPORT-P
Penn Capital Floating Rate Income Fund (Aug 2022 report)
27 Oct 22
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (Aug 2022 report)
27 Oct 22
NPORT-P
Penn Capital Opportunistic High Income Fund (Aug 2022 report)
27 Oct 22
NPORT-P
Penn Capital Short Duration High Income Fund (Aug 2022 report)
27 Oct 22
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (May 2022 report)
28 Jul 22
NPORT-P
Penn Capital Mid Cap Core Fund (May 2022 report)
28 Jul 22
NPORT-P
Penn Capital Short Duration High Income Fund (May 2022 report)
28 Jul 22
NPORT-P
Penn Capital Opportunistic High Income Fund (May 2022 report)
28 Jul 22
NPORT-P
Penn Capital Floating Rate Income Fund (May 2022 report)
28 Jul 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Penn Capital Floating Rate Income Fund | PFRNX | -2.45 | 2.35 | 1.22 | 32.47 mm | 148 | Aug 2022 |
| Penn Capital Mid Cap Core Fund | PSMPX | -11.99 | 8.58 | -3.80 | 12.86 mm | 60 | Aug 2022 |
| Penn Capital Opportunistic High Income Fund | PHYNX | -6.60 | 5.46 | -1.34 | 18.08 mm | 191 | Aug 2022 |
| Penn Capital Short Duration High Income Fund | PSHNX | -3.14 | 3.08 | -0.56 | 34.04 mm | 124 | Aug 2022 |
| Penn Capital Special Situations Small Cap Equity Fund | PSCNX | -14.31 | 11.29 | -1.16 | 16.66 mm | 70 | Aug 2022 |