Capital Advantage is an investment advisor in Lafayette with $905.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
943307876
SEC advisor number
801-55896
FINRA CRD number
108985
AUM ?
$905.17 mm
(as of 10 Apr 23)
Accounts
1,987
(as of 10 Apr 23)
Employees
14
(7 investment advisory or research)
Address
Capital Advantage
3470 MT. DIABLO BLVD., SUITE A215
LAFAYETTE
CA 94549
3470 MT. DIABLO BLVD., SUITE A215
LAFAYETTE
CA 94549
Office hours
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Phone
9252991500
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Hayman, John, Sterrett | President | 06/1998 | < 5% |
Henke, Dawnalizabeth | Owner / Chief Compliance Officer / Chief Operating Officer | 08/2008 | 5-10% |
Zinman, Donna, Lewis | Senior Financial Advisor | 01/2011 | < 5% |
Taylor, Colin, Francis | Owner / Director of Investment Management | 09/2014 | 10-25% |
Castille, Ian, Ashley | Senior Financial Advisor | 06/2019 | < 5% |
Zinman Family Trust | Owner | 04/2019 | 5-10% |
CB Trust | Owner | 04/2019 | 50-75% |
Hayman, John, Sterrett | Trustee | 04/2019 | |
Zinman, Donna, Lewis | Trustee | 04/2019 | |
Zinman, Mark, a | Trustee | 04/2019 | |
Longmuir, Nicola | Trustee | 04/2019 | |
Castille Family Trust | Owner | 06/2019 | 10-25% |
Castille, Ian, Ashley | Trustee | 06/2019 | |
Castille, Sara, Lyn Delee | Trustee | 06/2019 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
23 Jan 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
7 Aug 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR
Quarterly holdings report by institutional manager
23 Jan 23
13F-HR
Quarterly holdings report by institutional manager
31 Oct 22
13F-HR
Quarterly holdings report by institutional manager
21 Jul 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22
13F-HR
Quarterly holdings report by institutional manager
21 Jan 22
13F-HR
Quarterly holdings report by institutional manager
7 Oct 21