| Owner | Title | From | %Ownership |
|---|---|---|---|
| Kelly, Roland, Duane | Chairman of Spectrum Asset Management & Trustee of Kelly Family Trust DTD 08/28/1984 | 01/1990 | < 5% |
| Kelly, Ryan, Lee | Chief Executive Officer of Spectrum Asset Management & Trustee of Ryan Lee Kelly Separate Property Trust DTD 01/11/2006 | 12/1999 | < 5% |
| Kelly, Marc, Duane | Shareholder | 06/1990 | 5-10% |
| Jung, Tony, Kyuwhan | Chief Compliance Officer & Chief Operating Officer | 01/2013 | < 5% |
| Kelly Family Trust DTD 08/28/1984 | Shareholder | 01/1990 | 10-25% |
| Ryan Lee Kelly Separate Property Trust DTD 01/11/2006 | Shareholder | 01/2006 | > 75% |
