TCG Advisors is an investment advisor in Austin with $4.25 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Total Compensation Group Investment Advisory Services, LP
SEC CIK
IRS number
200760699
SEC advisor number
801-118346
FINRA CRD number
307956
AUM ?
$4.25 bn
(as of 16 Aug 22)
Accounts
2,482
(as of 16 Aug 22)
Employees
38
(38 investment advisory or research)
Address
TCG Advisors
900 SOUTH CAPITAL OF TEXAS HIGHWAY
SUITE 350
AUSTIN
TX 78746
900 SOUTH CAPITAL OF TEXAS HIGHWAY
SUITE 350
AUSTIN
TX 78746
Office hours
Monday - Friday, 9AM-5PM
Phone
5123069939
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Pesce, John, Joseph | Executive Vice President | 07/2021 | < 5% |
Hauptmann, Scott, Christopher | Executive Vice President | 06/2020 | < 5% |
Denoyior, Joseph, Fredrick | President | 07/2021 | < 5% |
Mays, Elisabeth, Marie | CCO | 07/2021 | < 5% |
Sokolic, Adam | COO | 07/2021 | < 5% |
Hub International Limited | Sole Shareholder | 07/2021 | > 75% |
Hockey Intermediate Inc. | Shareholder | 10/2013 | > 75% |
Hockey Parent Inc. | Shareholder | 10/2013 | > 75% |
Hockey Parent Holdings L.P. | Shareholder | 10/2013 | > 75% |
Hockey Investments L.P. | Limited Partner | 10/2013 | 50-75% |
Hockey Parent Holdings GP, LLC | General Partner | 10/2013 | |
Hockey Parent Holdings L.P. | Managing Member | 10/2013 | > 75% |
Bielik, Dennis, Walter | Svp/managing Director | 07/2021 | < 5% |
Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
16 Feb 18
MA-A
Municipal Advisor registration (firm) (update)
4 Apr 16
MA-A
Municipal Advisor registration (firm) (update)
31 Mar 15
MA-I
Municipal Advisor registration (individual)
10 Mar 15
MA-I
Municipal Advisor registration (individual)
5 Mar 15
MA-I
Municipal Advisor registration (individual)
5 Mar 15
MA-I
Municipal Advisor registration (individual)
5 Mar 15
MA-I
Municipal Advisor registration (individual)
5 Mar 15
MA-I
Municipal Advisor registration (individual)
5 Mar 15
MA
Municipal Advisor registration (firm)
4 Feb 15
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Nov 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20
13F-HR
Quarterly holdings report by institutional manager
13 May 20
13F-HR
Quarterly holdings report by institutional manager
13 Feb 20
13F-HR
Quarterly holdings report by institutional manager
13 Nov 19
13F-HR
Quarterly holdings report by institutional manager
13 Aug 19
13F-HR
Quarterly holdings report by institutional manager
14 May 19
13F-HR
Quarterly holdings report by institutional manager
8 Feb 19