| Owner | Title | From | %Ownership |
|---|---|---|---|
| Buckley, Thomas Francis | Financial Operations Principal | 01/2002 | 25-50% |
| Smetek, David Anthony | President / Secretary | 01/2003 | 25-50% |
| Smetek, Patrick Joseph | Registered Options Prinicpal | 01/2004 | 25-50% |
| Smetek, Patrick Joseph | Chief Compliance Officer | 10/2004 | 25-50% |
| Miller, Raymond Joseph | Office Manager/compliance | 09/2014 | 10-25% |
| Young, Dagny Wright | Municipal Securities Principal | 04/2016 | < 5% |
