| Owner | Title | From | %Ownership |
|---|---|---|---|
| Closser, Allen, Bayard | President | 06/2017 | < 5% |
| Koshinski, David, Paul | CEO | 01/1996 | > 75% |
| Yeager, Mary, Jane | Municipal Principal | 05/2016 | < 5% |
| Hancock, Michelle, Suzanne | Registered Options Principal | 08/2016 | < 5% |
| Fuerstenberg, Lori, Lea | Chief Compliance Officer | 11/2018 | < 5% |
| Ealy, Thomas, James | Shareholder | 07/2008 | 10-25% |
