| Owner | Title | From | %Ownership |
|---|---|---|---|
| Bruderman & Company LLC | Shareholder | 06/2017 | > 75% |
| Bruderman, Matthew, John | Chairman, Bruderman & Company LLC | 02/2015 | < 5% |
| Kerri Beth Bruderman Family Trust | Shareholder | 09/2014 | > 75% |
| Klick, Andrew, Scott | Chief Compliance Officer | 11/2021 | < 5% |
| Bruderman, Matthew, John | Trustee | 09/2014 | > 75% |
| Bruderman, Matthew, John | Chairman and Chief Executive Officer | 02/2015 | < 5% |
