Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
203136808
SEC advisor number
801-57036
FINRA CRD number
108986
AUM ?
$466.00 mm
(as of 17 Feb 22)
Accounts
14
(as of 17 Feb 22)
Employees
2
(1 investment advisory or research)
Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
6 Feb 19
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Dec 18
MA/A
Municipal Advisor registration (firm) (amended)
4 Oct 17
MA-A
Municipal Advisor registration (firm) (update)
31 Jan 17
MA/A
Municipal Advisor registration (firm) (amended)
31 Jan 17
MA/A
Municipal Advisor registration (firm) (amended)
31 Jan 17
MA
Municipal Advisor registration (firm)
23 Sep 15
MA-I
Municipal Advisor registration (individual)
23 Sep 15
Latest ownership filings
No filings