Sontag Advisory is an investment advisor in New York with $17.45 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
133831584
SEC advisor number
801-49390
FINRA CRD number
106181
AUM ?
$17.45 bn
(as of 1 Oct 22)
Accounts
6,407
(as of 1 Oct 22)
Employees
214
(122 investment advisory or research)
Address
Sontag Advisory
521 5TH AVENUE
15TH FLOOR
NEW YORK
NY 10175
521 5TH AVENUE
15TH FLOOR
NEW YORK
NY 10175
Office hours
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Phone
414-509-1330
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Sontag, Eric, Matthew | President & Chief Operations Officer | 11/2011 | < 5% |
Sontag, Howard, Vaughn | SR. Managing Director | 01/2014 | < 5% |
Schneider, Brett, Ronald | Director | 01/2009 | < 5% |
Lieser, Lori, Michell | Vice President | 08/2005 | < 5% |
NFP Intermediate Holdings B. Corp. | Owner | 07/2013 | > 75% |
NFP Intermediate Holdings A. Corp. | Owner | 07/2013 | > 75% |
NFP Parent Co, LLC | Owner | 10/2014 | > 75% |
NFP Holdings, LLC | Owner | 07/2013 | > 75% |
Patriot SPV, L.P. | Owner | 03/2021 | 25-50% |
Patriot SPV GP, L.P. | General Partner | 03/2021 | |
Madison Dearborn Partners | General Partner | 07/2013 | |
O'malley, Edward, George | Director | 02/2015 | < 5% |
NFP Ultimate Holdings, LLC | Owner | 02/2017 | > 75% |
Moo, Veronica, Ei Chun | Director | 07/2017 | < 5% |
Stastney, Hoyt, Ronald | Chief Legal Officer | 05/2019 | < 5% |
Lamena, Michael, Anthony | Chief Executive Officer | 05/2019 | < 5% |
Del Priore, Michael, J | Chief Compliance Officer | 01/2020 | < 5% |
Powers, Brian, David | Chief Financial Officer | 05/2019 | < 5% |
Decarlo, James, Edwin | Chief Strategic Growth Officer | 11/2020 | < 5% |
Moriarty, Michael, Joseph | Chief Investment Officer | 12/2017 | < 5% |
Wealthspire Holdings, LLC | Member | 11/2017 | > 75% |
NFP Corp. | Owner | 11/2017 | > 75% |
Friedman, Gregory, Hugh | Chief Strategy Officer | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
9 Aug 22
13F-HR
Quarterly holdings report by institutional manager
9 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21