Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
19 Aug 19
N-CEN/A
Annual report (registered investment company) (amended)
4 Jun 19
N-CEN
Annual report (registered investment company)
13 Mar 19
25-NSE
Exchange delisting
27 Nov 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 18
N-PX
Annual report of proxy voting record
20 Aug 18
CORRESP
Correspondence with SEC
5 Jul 18
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 18
DEF 14A
Definitive proxy
23 Feb 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 17
N-PX
Annual report of proxy voting record
29 Aug 17
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 17
DEF 14A
Definitive proxy
24 Feb 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 16
N-PX
Annual report of proxy voting record
29 Aug 16
DEF 14A
Definitive proxy
24 Jun 16
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 16
POS EX
Additional exhibits for listing
16 Nov 15
EFFECT
Notice of effectiveness
12 Nov 15
CORRESP
Correspondence with SEC
9 Nov 15
CORRESP
Correspondence with SEC
9 Nov 15
8-A12B
Registration of securities on exchange
26 Oct 15
CORRESP
Correspondence with SEC
5 Oct 15
CORRESP
Correspondence with SEC
5 Oct 15
UPLOAD
Letter from SEC
18 Aug 15
CORRESP
Correspondence with SEC
17 Jul 15
Latest ownership filings
3
E. Scott Wickerham
18 Apr 19
SC 13G/A
Nuveen High Income December 2018 Target Term Fund
13 Feb 19
3
William T. Jr. Huffman
15 Aug 18
4
DAVID J LAMB
7 Jun 18
3
Demark L Winget
28 Feb 18
3
William T. Meyers
28 Feb 18
SC 13G/A
Nuveen High Income December 2018 Target Term Fund
13 Feb 18
4
GIFFORD R ZIMMERMAN
8 Feb 18
3
John Kevin Nelson
29 Dec 17
3
THOMAS S SCHREIER JR
29 Dec 17
3
Nathaniel T. Jones
29 Dec 17
3
JACK EVANS
29 Dec 17
3
Christopher M. Rohrbacher
29 Dec 17
3
Margo L. Cook
29 Dec 17
3
Sherri A Hlavacek
29 Dec 17
3
DAVID J LAMB
29 Dec 17
3
Kathleen L Prudhomme
29 Dec 17
3
John T. Fruit
29 Dec 17
3
Joel T. Slager
29 Dec 17
3
MARGARET L. WOLFF
29 Dec 17
3
DAVID J KUNDERT
29 Dec 17
3
TERENCE J TOTH
29 Dec 17
3
Cedric H Antosiewicz
29 Dec 17
3
Walter M Kelly
29 Dec 17
3
ALBIN F MOSCHNER
29 Dec 17
3
Carole E Stone
29 Dec 17
3
WILLIAM J SCHNEIDER
29 Dec 17
3
WILLIAM IV ADAMS
29 Dec 17
3
LORNA C FERGUSON
29 Dec 17
3
WILLIAM CURT HUNTER
29 Dec 17
3
JEFFREY T SCHMITZ
29 Dec 17
3
GIFFORD R ZIMMERMAN
29 Dec 17
3
STEPHEN D FOY
29 Dec 17
3
Kevin J McCarthy
29 Dec 17
3
JUDITH M STOCKDALE
29 Dec 17
3
MICHAEL A PERRY
10 Aug 17
3
William A Siffermann
10 Aug 17
3
Young L Robert
10 Jul 17
3
Initial statement of insider ownership
18 May 17
4
Change in insider ownership
18 May 17