| Owner | Title | From | %Ownership |
|---|---|---|---|
| Bartenstein, Robert, Mason | Chief Executive Officer, President | 05/2012 | < 5% |
| Kestra Financial, Inc. | Managing Member | 03/2014 | > 75% |
| Pedlow, Michael, Ross | Evp, Chief Compliance Officer | 03/2018 | < 5% |
| Kestra Advisor Services Holdings C, Inc. | Owner | 10/2014 | > 75% |
| Kestra Advisor Services Holdings B, Inc | Owner | 10/2014 | > 75% |
| Kestra Advisor Services Holdings A, Inc | Owner | 10/2014 | > 75% |
| Norwood, Robert, Bredt | Vice President, Secretary | 06/2016 | < 5% |
| Yin, Yin | Assistant Secretary | 06/2016 | < 5% |
| Chester, Kristen, Lawless | Vice President | 02/2019 | < 5% |
| Schoenbeck, Mark, Paul | Vice President | 08/2018 | < 5% |
| Kingfisher Holding, L.P. | Owner | 06/2019 | > 75% |
| Kingfisher Holding B, Inc. | Owner | 06/2019 | > 75% |
| Kingfisher Holding A, Inc. | Owner | 06/2019 | > 75% |
| Warburg Pincus Financial Sector, L.P. | Limited Partner | 06/2019 | 25-50% |
| Kingfisher Holding GP, LLC | General Partner | 06/2019 | |
| Harness, Nicholas, Walter | Evp, Chief Information and Information Security Officer | 07/2020 | < 5% |
| Langlois, Stephen, Russell | President | 03/2021 | < 5% |
| Schoenbeck, Mark, Paul | Evp, National Sales Director | 07/2017 | < 5% |
| Ohcp VI Enzo Aggregator, L.P. | Owner | 02/2023 | 25-50% |
| Oak Hill Capital Partners VI (Onshore), L.P. | Owner | 02/2023 | 25-50% |
| Oak Hill Capital Partners VI (Te 892), L.P. | Owner | 02/2023 | 25-50% |
